Troy H. Landis

CETERA INVESTMENT ADVISERS LLC

CARLISLE, PA 17015

Some features on this profile are disabled

CRD#: 1561188

Professional summary

Troy Harvey Landis, CFP®, who also goes by Troy H Landis, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Carlisle, Pennsylvania and CETERA WEALTH SERVICES, LLC located in Carlisle, Pennsylvania.

Troy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Troy has worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

What are your service offerings?

Education Planning

Employee and Employer Plan Ben...

Investment Planning

Retirement Planning

Budgeting

Are you a "fiduciary"?

Yes

Aliases

Troy H Landis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME OF ENTITY:LANDIS RENTALS LLC; No; 350 PINE HILL RD; CARLISLE; PA; 17013; RENTAL PROPERTIES; OWNER; 7/1/2013; 5; 0; MAINTAIN PROPERTIES AND COLLECT RENT|NAME OF ENTITY:TROY H LANDIS; Yes; 74 W POMFRET ST; CARLISLE; PA; 17013; Residential Rental Properties; Owner; 2/1/1989; 12; 12; Owner - Show properties & general management|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 74 W POMFRET ST; CARLISLE; PA; 17013; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 9/22/2011; 60; 50; SALES OF FIXED INSURANCE PRODUCTS|NAME OF ENTITY:LANDIS & CO FINANCIAL SERVICES LLC; Yes; 74 W POMFRET ST; CARLISLE; PA; 17013; FINANCIAL SERVICES/DBA; OWNER; 11/1/1986; 180; 150; SALES OF FIXED INSURANCE,INVESTMENT AND SECURITIES PRODUCTS.|

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Troy Harvey Landis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1990

Experience

Current

June 29, 2023 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 427 Village Dr, Carlisle, PA 17015

RIA

CRD#: 105644

CARLISLE, PA

Current

June 9, 2021 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 74 West Pomfret St, Carlisle, PA 17013

CRD#: 13572

Carlisle, PA

Past

June 9, 2021 - June 29, 2023

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

EL SEGUNDO, CA

Past

November 23, 2016 - June 9, 2021

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

CARLISLE, PA

Past

September 22, 2011 - June 9, 2021

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

CARLISLE, PA

Past

August 2, 2004 - September 26, 2011

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CRD#: 18487

CARLISLE, PA

Past

January 2, 1991 - August 3, 2004

HACKETT ASSOCIATES, INC.

CRD#: 2106

WYOMISSING, PA

Past

July 14, 1987 - December 31, 1990

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Past

October 7, 1986 - May 29, 1987

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(6/9/2021)

Florida
(6/10/2021)

Kentucky
(10/31/2024)

Maryland
(6/9/2021)

North Carolina
(6/9/2021)

Pennsylvania
(6/9/2021)

IAR

Pennsylvania
(6/29/2023)

Tennessee
(1/5/2022)

Virginia
(6/9/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 10/10/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 10/3/1986

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Jeffrey Norris

WELLS FARGO CLEARING SERVICES, LLC

ST. LOUIS, MO

Jessica Williams

VANGUARD ADVISERS, INC.

IAR

CHARLOTTE, NC

Ronald Brown

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

NEW YORK, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Troy H. Landis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Troy Harvey Landis's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

HACKETT ASSOCIATES, INC.

PRINCIPAL SECURITIES, INC.

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/10/1986

SIE

Date: 10/1/2018

Series 6

Date: 10/3/1986

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

Contact information

Similar Advisors