JS
Jeffrey A. Sine
RAINE SECURITIES LLC
New York, NY 10022
Some features on this profile are disabled
CRD#: 1557736
JS
Professional summary
Jeffrey Alan Sine is a registered financial professional currently at RAINE SECURITIES LLC located in New York, New York.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1988. Jeffrey has worked at 3 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Alan Sine's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 17, 2010 - Present
RAINE SECURITIES LLC
Office #1: 65 East 55th Street 24th Floor, New York, NY 10022BD
CRD#: 137873
New York, NY
Past
May 15, 2001 - May 4, 2009
UBS SECURITIES LLC
BD
CRD#: 7654
NEW YORK, NY
Past
April 25, 1988 - April 4, 2001
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/30/2019)
RR
Arizona(6/14/2010)
RR
California(6/14/2010)
RR
Colorado(5/10/2010)
RR
Connecticut(6/14/2010)
RR
Delaware(6/14/2010)
RR
District of Columbia(5/10/2010)
RR
Florida(5/10/2010)
RR
Georgia(6/14/2010)
RR
Hawaii(6/14/2010)
RR
Idaho(6/15/2022)
RR
Illinois(9/21/2017)
RR
Maryland(5/10/2010)
RR
Massachusetts(6/14/2010)
RR
Michigan(6/14/2010)
RR
Nevada(10/11/2018)
RR
New Hampshire(6/15/2022)
RR
New Jersey(5/10/2010)
RR
New York(6/14/2010)
RR
North Carolina(6/15/2022)
RR
Ohio(5/10/2010)
RR
Oklahoma(6/14/2010)
RR
Pennsylvania(6/14/2010)
RR
South Dakota(6/15/2022)
RR
Tennessee(9/13/2018)
RR
Texas(6/14/2010)
RR
Virginia(6/14/2010)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
RS
RAINE SECURITIES LLC
MILLBRAE CAPITAL LLC | RAINE SECURITIES LLC | OPHIR CAPITAL LLC
CRD#: 137873 / SEC#: , 8-67121
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
65 East 55th Street 24th Floor, New York, NY 10022
Mailing Address
65 East 55th Street 24th Floor, New York, NY 10022
Phone number
(212) 603-5500
Established
Delaware since 08/23/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (27 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RAINE ADVISORS LLC | OWNER | |
| CHIANESE, ALFRED JOSEPH III | CHIEF OPERATING OFFICER | 6339436 |
| DOHERTY, JAMES HUGH | PRINCIPAL OPERATIONS OFFICER | 4197747 |
| GARDNER, BRANDON WADE | PRESIDENT | 5767814 |
| RAVITCH, JOSEPH | CO-CHIEF EXECUTIVE OFFICER | 2504532 |
| RISHER, ANGELA RENEE | CHIEF COMPLIANCE OFFICER | 6676957 |
| SHAW, ANTHONY | FINOP, PRINCIPAL FINANCIAL OFFICER | 7338445 |
| SINE, JEFFREY ALAN | CO-CHIEF EXECUTIVE OFFICER | 1557736 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
