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DS

David P. Staudinger

VELOCITY CLEARING
Purchase, NY 10577
Some features on this profile are disabled
CRD#: 1557366
DS

Professional summary

David Paul Staudinger is a registered financial professional currently at VELOCITY CLEARING, LLC located in Purchase, New York.

David is registered as a RR (Registered Representative) and started their career in finance in 1987. David has worked at 10 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 24 and Series 4 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Paul Staudinger's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 17, 2021 - Present

VELOCITY CLEARING, LLC

Office #1: 287 Bowman Avenue Riverview At Purchase, Purchase, NY 10577
BD
CRD#: 126588
Purchase, NY
Past

March 2, 2017 - January 3, 2022

RISE FINANCIAL SERVICES, LLC

BD
CRD#: 146103
Rye, NY
Past

May 22, 2013 - March 1, 2017

WEEDEN & CO.L.P.

BD
CRD#: 16835
GREENWICH, CT
Past

April 17, 2013 - May 17, 2013

DIRECT ACCESS PARTNERS LLC

BD
CRD#: 120950
NEW YORK, NY
Past

February 28, 2011 - April 2, 2013

CANTOR FITZGERALD & CO.

BD
CRD#: 134
PURCHASE, NY
Past

March 3, 2004 - February 28, 2011

PCS DUNBAR SECURITIES, LLC

BD
CRD#: 128144
PURCHASE, NY
Past

April 14, 2003 - January 10, 2005

PCS SECURITIES, INC.

BD
CRD#: 47588
NEW YORK, NY
Past

September 11, 1995 - May 5, 2003

FANO SECURITIES LLC

BD
CRD#: 37867
NEW YORK, NY
Past

February 8, 1995 - August 1, 1996

FIRST OPTIONS OF CHICAGO, INC.

BD
CRD#: 13822
CHICAGO, IL
Past

February 20, 1987 - January 24, 1995

ITG EXECUTION SERVICES, INC.

BD
CRD#: 5247
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(11/17/2021)
RR
California
(11/17/2021)
RR
Connecticut
(11/17/2021)
RR
Delaware
(11/17/2021)
RR
Florida
(11/17/2021)
RR
Illinois
(11/17/2021)
RR
Iowa
(11/17/2021)
RR
Kansas
(11/17/2021)
RR
Maryland
(11/17/2021)
RR
Massachusetts
(11/17/2021)
RR
Nebraska
(11/17/2021)
RR
New Jersey
(11/17/2021)
RR
New York
(11/17/2021)
RR
North Carolina
(11/17/2021)
RR
Ohio
(11/17/2021)
RR
Pennsylvania
(11/17/2021)
RR
South Carolina
(11/17/2021)
RR
Texas
(11/17/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 2/16/1987
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 1/22/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 1/17/1987
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/7/1997
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 3/30/1995
Registered Options Principal Examination
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

VC
VELOCITY CLEARING, LLC
GUARDIAN TRADING | VELOCITY PRIME SERVICES | VELOCITY EXECUTION SERVICES | VELOCITY CLEARING, LLC | QUANTEX CLEARING, LLC | NYFIX SECURITIES LLC | NYFIX SECURITIES CORPORATION | NYFIX CLEARING CORPORATION

CRD#: 126588 / SEC#: , 8-65894

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
1301 Route 36 Suite 103, Hazlet, NJ 07730
Mailing Address
1301 Route 36 Suite 103, Hazlet, NJ 07730
Phone number
(201) 706-7157
Established
Delaware since 06/11/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
VCT HOLDINGS, LLCSOLE MEMBER
BRACERO, FRANK WILLIAMCHIEF FINANCIAL OFFICER/FINOP2178318
CALICE, ROBERT PEERCHIEF OPERATIONS OFFICER2759949
CRAWFORD, LAURA LYNNCHIEF COMPLIANCE OFFICER2666224
LOGAN, MICHAEL JAMESCHIEF EXECUTIVE OFFICER5763098
SCHAEFFER, BRIAN KEITHPRESIDENT3063403

Disclosures

Regulatory Event19

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VELOCITY CLEARING, LLC

CRD#: 126588Purchase, NY 10577

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