EB
Eugene D. Bunnell
PLANMEMBER SECURITIES
Venice, FL
CRD#: 1306928
EB
Professional summary
Eugene Douglas Bunnell, who also goes by Gene Bunnell, is a registered financial advisor currently at PLANMEMBER SECURITIES CORPORATION located in Venice, Florida.
Eugene is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Eugene has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Gene Bunnell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)THE ESTATE PLAN ; 412 Sunset Dr. Venice FL 34295;START DATE 2002; ESTATE PLANNING SERVICES;BUS HRS MTH 1-2;DURING TRADING HR/1-2 ; NON-INVESTMENT RELATED. 2)BUNNELL & ASSOCIATES; 412 Sunset Dr. Venice FL 34295;START DATE 1985; INDEPENDENT AGENT FOR FIXED ANNUITIES AND LIFE INSURANCE; ; ;BUS HRS MTH 20-30;DURING TRADING HR/20-30 ;-INVESTMENT RELATED 3)AGENT,; 412 Sunset Dr. Venice FL 34295;START DATE 5/2011;SALES OF 'IN-FORCE' STRUCTURED SETTLEMENT ANNUITIES;COURT ORDER APPROVED;10 HRS PER MONTH 10 DURING TRADING HRS;-INVESTMENT RELATED 4)SOCIALSECURITYMAXBENEFITS.COM;412 Sunset Dr. Venice FL 34295; START DATE: 1/1/2014; SOCIAL SECURITY INFORMATION AND CLAIMING STRATEGY REPORTS;GENERAL PARTNER;LIFE INSURANCE, ANNUITY OR SECURITY SALES; INVESTMENT RELATED;APPROX. NUM OF HRS/MTH TO THIS BUS:50; NUM OF HRS/MONTH TO THIS BUS DURING TRADING HRS:10 5)Ameriplan; 412 Sunset Dr. Venice FL 34295; Agent; Start Date 7/31/2017; Sale of membership in program that provides discounts covering medical, dental, pharmaceutical, vision benefits, and ancillary services; 40 hrs/mo; 40 hrs/mo during trading; NIR
CRS (Client Relationship Summary) - RIA
Click below to view Eugene Douglas Bunnell's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Eugene Douglas Bunnell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 31, 2001 - Present
PLANMEMBER SECURITIES CORPORATION
RIA
BD
CRD#: 11869
Venice, FL
Current
July 23, 1999 - Present
PLANMEMBER SECURITIES CORPORATION
RIA
BD
CRD#: 11869
Venice, FL
Past
May 3, 1996 - July 22, 1999
WMA SECURITIES, INC.
BD
CRD#: 32625
DULUTH, GA
Past
April 17, 1995 - May 17, 1996
PLANMEMBER SECURITIES CORPORATION
BD
CRD#: 11869
CARPINTERIA, CA
Past
May 27, 1994 - April 26, 1995
ARAGON FINANCIAL SERVICES, INC.
BD
CRD#: 16023
IRVINE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PS
PLANMEMBER SECURITIES CORPORATION
INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.
CRD#: 11869 / SEC#: 801-39177, 8-25065
RIA
Registered Investment Advisory firm - SEC (6/27/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(7/23/1999)
IAR
California(7/31/2001)
RR
Florida(8/17/2016)
RR
Texas(5/15/2006)
RR
Washington(1/2/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PS
PLANMEMBER SECURITIES CORPORATION
INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.
CRD#: 11869 / SEC#: 801-39177, 8-25065
RIA
Registered Investment Advisory firm - SEC (6/27/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
6187 Carpinteria Avenue, Carpinteria, CA 93013
Mailing Address
6187 Carpinteria Avenue, Carpinteria, CA 93013-2060
Phone number
(805) 684-1199
Established
California since 03/12/1982
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
432
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PLANMEMBER FINANCIAL CORPORATION | OWNER | |
| BOWMAN, BYRON FRANCIS | CHIEF LEGAL OFFICER & SECRETARY | 2673117 |
| HALEY, SEAN PATRICK | CHIEF COMPLIANCE OFFICER | 2837579 |
| HANSON, STEVEN R | CHIEF FINANCIAL OFFICER / FINOPS | 4854600 |
| JANEWAY, TERRALL JOSEPH | EVP/CHIEF OPERATING OFFICER | 2947154 |
| ZIEHL, JON MICHAEL | PRESIDENT | 707642 |
Regulatory assets under management
| Total Number of Accounts | 68,978 |
| AUM (Assets Under Management) | $ 9,035,509,268 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/21/2022 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
