Debasish (. Banerjee

SECOND STREET SECURITIES

San Fransisco, CA 94103

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CRD#: 1555979

Professional summary

Debasish ("nmn") Banerjee, who also goes by Dave Banerjee, David Banerjee, Debasish Banerjee, is a registered financial professional currently at SECOND STREET SECURITIES, INC. located in San Fransisco, California.

Debasish is registered as a RR (Registered Representative) and started their career in finance in 1986. Debasish has worked at 67 firms and has passed the Series 65, Series 63, Series 99TO, Series 52TO, Series 79TO, Series 57TO, SIE, Series 55, Series 7, Series 14, Series 53, Series 4, Series 24 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Dave Banerjee | David Banerjee | Debasish Banerjee

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of business: RND Compliance, compliance related only; address: 340 North Westlake Blvd., Suite 160, Westlake Village, CA 91362; Nature of business: Regulatory Compliance; Consulting position: employee; start date: June 1989 and continuing; approximate # of hours/month 180; 100% during security trading hours; duties: provide supervision of compliance related delivery to customers. Others business activities: BG Worldwide Securities, Inc. - FINOP; Great Pacific Securities-FINOP; Ministry Partners, Principal; Second Street Securities FINOP. Financial Professional Coalition. Address 10572 W. Indore Dr., Littleton, CO 80127. Networking, Resource center, position Member, duties member participation only, Start date September 20, 2023. I Can - Investors Choice Advocates Network. Address 515 Flower Street, 25th Floor, Los Angeles, CA 90071, Non-profit public interest law firm - pro bono, position Treasurer - Board Member, duties treasury functions, started September 15, 2022, 2 hour per month during non-securities trading hours. FINRA's Western Regional Committee for District 2, serve a three-year term as an elected representative. Start date January 1, 2023, approximately 20 hours per year.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Debasish ("nmn") Banerjee's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 6, 2006 - Present

SECOND STREET SECURITIES, INC.

Office #1: 600 Townsend St, San Fransisco, CA 94103

CRD#: 42404

San Fransisco, CA

Past

November 17, 2021 - April 4, 2023

OPAL SECURITIES, INC.

CRD#: 8246

NEW YORK, NY

Past

May 5, 2020 - August 31, 2022

EBISU SECURITIES INC.

CRD#: 305184

Woodland Hills, CA

Past

October 22, 2019 - December 15, 2021

ALPHALEDGER MARKETS, INC.

CRD#: 300262

Woodland Hills, CA

Past

August 30, 2019 - February 11, 2025

MINISTRY PARTNERS SECURITIES, LLC

RIA

CRD#: 154349

Westlake Village, CA

Past

August 16, 2019 - September 28, 2019

BREX TREASURY LLC

CRD#: 299606

SALT LAKE CITY, UT

Past

March 8, 2018 - November 1, 2018

BD4RIA, INC.

CRD#: 290240

FORT WORTH, TX

Past

May 8, 2017 - August 29, 2018

FINANCIAL WEST GROUP

CRD#: 16668

RENO, NV

Past

March 7, 2017 - May 4, 2018

LIBERTY ASSOCIATES, INC.

CRD#: 15071

NEW YORK, NY

Past

September 7, 2016 - May 11, 2020

TRADEZERO AMERICA, INC.

CRD#: 282940

Beverly Hills, CA

Past

January 7, 2015 - August 30, 2016

OPUS FINANCIAL PARTNERS, LLC

CRD#: 172146

Irvine, CA

Past

June 20, 2013 - March 7, 2014

DECKER & CO, LLC

CRD#: 166446

WOODLAND HILLS, CA

Past

June 7, 2013 - November 27, 2017

NORIBA INVESTING

RIA

CRD#: 150981

WOODLAND HILLS, CA

Past

April 26, 2013 - December 31, 2016

MONTECITO ADVISORS, INC.

CRD#: 104004

SANTA BARBARA, CA

Past

July 3, 2012 - January 6, 2014

TANIUS TECHNOLOGY LLC

CRD#: 161341

ALAMO, CA

Past

June 19, 2012 - March 19, 2015

NORIBA INVESTING

CRD#: 150981

WOODLAND HILLS, CA

Past

April 3, 2012 - June 14, 2012

NORIBA INVESTING

RIA

CRD#: 150981

PASADENA, CA

Past

November 30, 2011 - October 1, 2012

USTOCKTRADE SECURITIES, INC.

CRD#: 16208

WOODLAND HILLS, CA

Past

August 23, 2011 - February 15, 2012

CENTURY PACIFIC SECURITIES, INC.

CRD#: 113698

BELLIEVUE, WA

Past

August 17, 2011 - May 1, 2013

DUNIYA TRADE, INC.

CRD#: 150616

CARLSBAD, CA

Past

July 5, 2011 - June 14, 2012

NORIBA INVESTING

CRD#: 150981

WOODLAND HILLS, CA

Past

March 2, 2011 - February 11, 2025

MINISTRY PARTNERS SECURITIES, LLC

CRD#: 154349

BREA, CA

Past

July 15, 2010 - February 22, 2013

ALETHEIA SECURITIES, INC.,

CRD#: 44784

SANTA MONICA, CA

Past

May 18, 2010 - March 3, 2011

SAN FRANCISCO SECURITIES, INC.

CRD#: 43629

CANOGA PARK, CA

Past

March 16, 2010 - April 27, 2010

SAN FRANCISCO SECURITIES, INC.

CRD#: 43629

CANOGA PARK, CA

Past

November 2, 2009 - November 12, 2009

NEW CENTURY CAPITAL PARTNERS, INC.

CRD#: 147071

LOS ANGELES, CA

Past

September 4, 2008 - October 29, 2009

STONNINGTON GROUP, LLC

CRD#: 131221

PASADENA, CA

Past

August 4, 2008 - October 6, 2008

SAN FRANCISCO SECURITIES, INC.

CRD#: 43629

CANOGA PARK, CA

Past

December 7, 2006 - June 7, 2007

REIK & CO., LLC

RIA

CRD#: 142414

WOODLAND HILLS, CA

Past

July 14, 2006 - October 8, 2007

MORGAN PEABODY, INC.

CRD#: 38306

SHERMAN OAKS, CA

Past

February 10, 2006 - January 16, 2007

REDWOOD SECURITIES GROUP, INC.

CRD#: 27536

SAN FRANCISCO, CA

Past

January 17, 2006 - March 29, 2006

STROME SECURITIES, L.P.

CRD#: 29682

SANTA MONICA, CA

Past

October 14, 2005 - April 26, 2010

VIEWPOINT SECURITIES, LLC

CRD#: 104226

SAN DIEGO, CA

Past

September 22, 2005 - October 3, 2005

NEXGEN CAPITAL ADVISORS, LLC

CRD#: 132855

CHICAGO, IL

Past

August 3, 2005 - April 2, 2007

STONNINGTON GROUP, LLC

CRD#: 131221

PASADENA, CA

Past

July 21, 2005 - April 30, 2009

QUANTTRADE

CRD#: 135723

WOODLAND HILLS, CA

Past

May 3, 2005 - October 4, 2007

EPLANNING SECURITIES, INC.

CRD#: 46000

NEW YORK, NY

Past

January 13, 2005 - January 2, 2008

LN SECURITIES, INC.

CRD#: 2554

NEW YORK, NY

Past

January 6, 2005 - September 21, 2005

NEXGEN CAPITAL ADVISORS, LLC

CRD#: 132855

CHICAGO, IL

Past

August 20, 2004 - August 23, 2005

HORNBLOWER FISCHER & CO.

CRD#: 10885

NEW YORK, NY

Past

July 7, 2004 - June 23, 2006

WCM PARTNERS, LLC

CRD#: 131421

DELMAR, CA

Past

July 6, 2004 - December 2, 2004

SILVER PACIFIC ADVISORS, LLC

CRD#: 125572

LAS VEGAS, NV

Past

October 6, 2003 - May 30, 2008

WEDGE SECURITIES, LLC

CRD#: 126776

WOODLAND HILLS, CA

Past

September 29, 2003 - November 30, 2020

BENEFIT FUNDING SERVICES, LLC

CRD#: 44079

WOODLAND HILLS, CA

Past

September 3, 2003 - January 30, 2006

KLEIN INVESTMENT GROUP, L.P.

CRD#: 36392

BEVERLY HILLS, CA

Past

July 18, 2003 - September 13, 2024

BG WORLDWIDE SECURITIES, INC.

CRD#: 121735

Westlake Village, CA

Past

July 15, 2003 - July 1, 2004

SILVER PACIFIC ADVISORS, LLC

CRD#: 125572

LAS VEGAS, NV

Past

June 3, 2003 - January 6, 2004

ROUND HILL SECURITIES, INC.

CRD#: 35223

ALAMO, CA

Past

March 10, 2003 - July 26, 2006

COMCAP FINANCIAL SERVICES, INC.

CRD#: 42888

IRVINE, CA

Past

September 4, 2002 - November 25, 2002

STONEHAVEN, LLC

CRD#: 118913

NEW YORK, NY

Past

August 5, 2002 - May 30, 2003

ROUND HILL SECURITIES, INC.

CRD#: 35223

ALAMO, CA

Past

December 13, 2001 - September 3, 2002

MERRIMAN CAPITAL, INC.

CRD#: 18296

NEW YORK, NY

Past

October 5, 2001 - March 6, 2002

SECURED CAPITAL LLC

CRD#: 26723

LOS ANGELES, CA

Past

October 1, 2001 - August 28, 2002

INTER SECURITIES LTD.

CRD#: 40733

SAN FRANCISCO, CA

Past

April 11, 2001 - January 29, 2002

DIRECT CAPITAL SECURITIES, INC.

CRD#: 29639

AUSTIN, TX

Past

March 30, 2001 - April 18, 2001

WM SMITH & CO.

CRD#: 30777

GREENWOOD VILLAGE, CO

Past

January 31, 2001 - July 31, 2001

VIPO SECURITIES

CRD#: 6285

LONG BEACH, CA

Past

January 30, 2001 - May 5, 2003

KLEIN INVESTMENT GROUP, L.P.

CRD#: 36392

BEVERLY HILLS, CA

Past

December 13, 2000 - August 22, 2001

GONOW SECURITIES, INC.

CRD#: 104020

LOS ANGELES, CA

Past

March 2, 2000 - September 1, 2000

VIPO SECURITIES

CRD#: 6285

LONG BEACH, CA

Past

December 9, 1999 - January 20, 2009

MB TRADING

CRD#: 30330

EL SEGUNDO, CA

Past

October 4, 1999 - September 1, 2000

ONLINE STOCK MARKET, INC.

CRD#: 47125

LOS ANGELES, CA

Past

September 27, 1999 - June 27, 2000

EPLANNING SECURITIES, INC.

CRD#: 46000

ROSEVILLE, CA

Past

July 22, 1999 - January 19, 2000

SAN CLEMENTE SECURITIES, INC.

CRD#: 21895

SAN CLEMENTE, CA

Past

April 14, 1999 - June 29, 2000

HOLLENCREST CAPITAL MANAGEMENT, LLC

CRD#: 46217

NEWPORT BEACH, CA

Past

December 10, 1997 - November 3, 1998

BEL AIR SECURITIES LLC

CRD#: 41477

BOSTON, MA

Past

December 5, 1997 - October 1, 2009

HUNTER WORLD MARKETS, INC.

CRD#: 38755

BEVERLY HILLS, CA

Past

March 6, 1997 - January 24, 2002

NATALLIANCE SECURITIES, LLC

CRD#: 39455

AUSTIN, TX

Past

February 27, 1996 - March 29, 1999

SAN CLEMENTE SECURITIES, INC.

CRD#: 21895

SAN CLEMENTE, CA

Past

December 11, 1995 - February 14, 1996

COAST ASSET SECURITIES LLC

CRD#: 29319

SANTA MONICA, CA

Past

April 13, 1993 - May 19, 2025

GREAT PACIFIC SECURITIES

CRD#: 29251

COSTA MESA, CA

Past

May 8, 1992 - August 25, 1992

TRADEWAY SECURITIES GROUP, INC.

CRD#: 29794

CARLSBAD, CA

Past

April 30, 1991 - March 2, 1993

MERCHANT BANKING SERVICES, INC.

CRD#: 21670

LAGUNA HILLS, CA

Past

October 23, 1990 - February 8, 1991

LIBERTY CAPITAL MARKETS, INC.

CRD#: 16534

Past

June 28, 1990 - October 23, 1990

AGOURA HILLS INVESTMENT GROUP, INC.

CRD#: 16486

Past

May 31, 1990 - June 26, 1990

CRITERION SECURITIES INC.

CRD#: 26248

Past

December 23, 1989 - June 13, 1990

FIRST AMERICA EQUITIES CORP.

CRD#: 7652

Past

January 18, 1989 - December 23, 1989

FIRST AMERICA EQUITIES CORP.

CRD#: 21473

Past

November 16, 1987 - February 2, 1990

PAMCO SECURITIES AND INSURANCE SERVICES

CRD#: 11028

Past

October 1, 1987 - January 28, 1988

KENNEDY, CABOT & CO.

CRD#: 2417

Past

November 28, 1986 - May 29, 1987

PACNET SECURITIES, INCORPORATED

CRD#: 13808

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/29/2010)

New York
(4/10/2025)

Exams

State Security Law Exam

IAR

Series 65

Date: 11/4/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/11/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 1/27/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 2/21/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 53

Date: 6/23/2003

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 8/12/1999

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 5/20/1988

General Securities Principal Examination

Principal/Supervisory Exam

Series 27

Date: 8/18/1986

Financial and Operations Principal Examination

SRO Registrations

FINRA

Current Firm

SECOND STREET SECURITIES, INC.

CRD#: 42404 / SEC#: , 8-49829

Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

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Contact information

Main Address

600 Townsend Suite 300, San Francisco, CA 94103

Mailing Address

600 Townsend Suite 300, San Francisco, CA 94103

Phone number

(818) 312-3283

Established

Delaware since 11/21/1996

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (2 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
ADVENT SOFTWARE, INC.	OWNER
BANERJEE, DEBASISH ("NMN")	PRINCIPAL, FINOP, CCO, CFO	1555979
BANERJEE, DEBASISH ("NMN")	PFO, POO	1555979
KURLAND, SCOTT HAMILTON	PRINCIPAL	2726302
TSUI, JACK	BOARD MEMBER

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Debasish (. Banerjee

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Debasish ("nmn") Banerjee's CRS (Customer Relationship Summary).

Certified licenses

Experience

OPAL SECURITIES, INC.

EBISU SECURITIES INC.

ALPHALEDGER MARKETS, INC.

MINISTRY PARTNERS SECURITIES, LLC

BREX TREASURY LLC

BD4RIA, INC.

FINANCIAL WEST GROUP

LIBERTY ASSOCIATES, INC.

TRADEZERO AMERICA, INC.

OPUS FINANCIAL PARTNERS, LLC

DECKER & CO, LLC

NORIBA INVESTING

MONTECITO ADVISORS, INC.

TANIUS TECHNOLOGY LLC

NORIBA INVESTING

NORIBA INVESTING

USTOCKTRADE SECURITIES, INC.

CENTURY PACIFIC SECURITIES, INC.

DUNIYA TRADE, INC.

NORIBA INVESTING

MINISTRY PARTNERS SECURITIES, LLC

ALETHEIA SECURITIES, INC.,

SAN FRANCISCO SECURITIES, INC.

SAN FRANCISCO SECURITIES, INC.

NEW CENTURY CAPITAL PARTNERS, INC.

STONNINGTON GROUP, LLC

SAN FRANCISCO SECURITIES, INC.

REIK & CO., LLC

MORGAN PEABODY, INC.

REDWOOD SECURITIES GROUP, INC.

STROME SECURITIES, L.P.

VIEWPOINT SECURITIES, LLC

NEXGEN CAPITAL ADVISORS, LLC

STONNINGTON GROUP, LLC

QUANTTRADE

EPLANNING SECURITIES, INC.

LN SECURITIES, INC.

NEXGEN CAPITAL ADVISORS, LLC

HORNBLOWER FISCHER & CO.

WCM PARTNERS, LLC

SILVER PACIFIC ADVISORS, LLC

WEDGE SECURITIES, LLC

BENEFIT FUNDING SERVICES, LLC

KLEIN INVESTMENT GROUP, L.P.

BG WORLDWIDE SECURITIES, INC.

SILVER PACIFIC ADVISORS, LLC

ROUND HILL SECURITIES, INC.

COMCAP FINANCIAL SERVICES, INC.

STONEHAVEN, LLC

ROUND HILL SECURITIES, INC.

MERRIMAN CAPITAL, INC.

SECURED CAPITAL LLC

INTER SECURITIES LTD.

DIRECT CAPITAL SECURITIES, INC.

WM SMITH & CO.

VIPO SECURITIES

KLEIN INVESTMENT GROUP, L.P.

GONOW SECURITIES, INC.

VIPO SECURITIES

MB TRADING

ONLINE STOCK MARKET, INC.

EPLANNING SECURITIES, INC.

SAN CLEMENTE SECURITIES, INC.

HOLLENCREST CAPITAL MANAGEMENT, LLC

BEL AIR SECURITIES LLC

HUNTER WORLD MARKETS, INC.

NATALLIANCE SECURITIES, LLC