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CRD#: 42404
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

SECOND STREET SECURITIES, INC. is located at 600 Townsend Suite 300, San Francisco, CA 94103 and was first established at San Francisco, Delaware in 11/21/1996. After operating for 29 years, SECOND STREET SECURITIES, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of SECOND STREET SECURITIES, INC.’s clients are individuals and 0% of their clients are high net worth individuals. SECOND STREET SECURITIES, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at SECOND STREET SECURITIES, INC. are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access SECOND STREET SECURITIES, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at SECOND STREET SECURITIES, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for SECOND STREET SECURITIES, INC. Comes From

Understanding the Statistics for SECOND STREET SECURITIES, INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
1

FIRM INFORMATION

Main Address
600 Townsend Suite 300, San Francisco, CA 94103
Mailing Address
600 Townsend Suite 300, San Francisco, CA 94103
Firm Size
Small
Phone Number
(818) 312-3283
Established
Delaware since 11/21/1996
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
ADVENT SOFTWARE, INC.OWNER
BANERJEE, DEBASISH ("NMN")PRINCIPAL, FINOP, CCO, CFO1555979
BANERJEE, DEBASISH ("NMN")PFO, POO1555979
KURLAND, SCOTT HAMILTONPRINCIPAL2726302
TSUI, JACKBOARD MEMBER

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Advisor's working at SECOND STREET SECURITIES, INC.

DB

Debasish ("nmn") Banerjee

Dave Banerjee, David Banerjee, Debasish Banerjee
RR
CRD#: 1555979
Location:
San Fransisco, CA 94103
Company:
SECOND STREET SECURITIES, INC.
Disclosures:
Experience:
39 years
View Profile
SK

Scott Hamilton Kurland

RR
CRD#: 2726302
Location:
Calabasas, CA
Company:
SECOND STREET SECURITIES, INC.
Disclosures:
Experience:
28 years
View Profile
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