Michael Lieder
Professional summary
Michael Lieder is a registered financial professional currently at THIRD SEVEN CAPITAL LLC located in Greenwich, Connecticut.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1990. Michael has worked at 8 firms and has passed the Series 63, Series 7TO, Series 99TO, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Lieder's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 13, 2025 - Present
THIRD SEVEN CAPITAL LLC
Office #1: 67 Holly Hill Lane Suite 300c, Greenwich, CT 06830October 2, 2017 - November 13, 2020
JPMORGAN DISTRIBUTION SERVICES, INC.
April 17, 2013 - October 2, 2017
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
November 5, 2009 - December 13, 2011
BLACKROCK FUND DISTRIBUTION COMPANY
June 15, 2006 - December 31, 2009
BLACKROCK EXECUTION SERVICES
June 17, 1996 - March 22, 2006
CREDIT SUISSE SECURITIES (USA) LLC
September 30, 1993 - June 17, 1996
GLOBAL MERCHANT GROUP, INC.
March 20, 1990 - August 10, 1993
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/13/2025)
(6/16/2025)
(7/15/2025)
(7/15/2025)
(10/14/2025)
(10/13/2025)
(10/14/2025)
(10/14/2025)
Exams
Series 7TO
Date: 3/20/2024
General Securities Representative ExaminationSeries 99TO
Date: 3/20/2024
Operations Professional ExaminationFINRA
Current Firm
THIRD SEVEN CAPITAL LLC
CRD#: 160209 / SEC#: , 8-69032
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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