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Michael Lieder

THIRD SEVEN CAPITAL
Greenwich, CT
·CRD# 1554734·36 years experience

Professional Summary

Michael Lieder is a registered financial advisor currently at THIRD SEVEN CAPITAL LLC located in Greenwich, Connecticut. Michael is registered as a RR (Registered Representative) and started their career in finance in 1990. Michael has worked at 8 firms and has passed the Series 63, Series 7TO, Series 99TO, SIE, Series 3, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

36 years in the financial services industry

Current & Past Employments

THIRD SEVEN CAPITAL LLC·CRD# 160209
BD
67 Holly Hill Lane Suite 300c, Greenwich, CT 06830
June 13, 2025 - Present
JPMORGAN DISTRIBUTION SERVICES, INC.·CRD# 104234
BD
New York, NY
October 2, 2017 - November 13, 2020
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.·CRD# 102920
BD
New York, NY
April 17, 2013 - October 2, 2017
BLACKROCK FUND DISTRIBUTION COMPANY·CRD# 146183
BD
New York, NY
November 5, 2009 - December 13, 2011
BLACKROCK EXECUTION SERVICES·CRD# 39438
BD
New York, NY
June 15, 2006 - December 31, 2009
CREDIT SUISSE SECURITIES (USA) LLC·CRD# 816
BD
New York, NY
June 17, 1996 - March 22, 2006
GLOBAL MERCHANT GROUP, INC.·CRD# 28316
BD
Cambridge, MA
September 30, 1993 - June 17, 1996
CIBC WORLD MARKETS CORP.·CRD# 630
BD
New York, NY
March 20, 1990 - August 10, 1993

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Current Firm

TS
THIRD SEVEN CAPITAL LLC

THIRD SEVEN CAPITAL ADVISORS | THIRD SEVEN CAPITAL, LLC | THIRD SEVEN CAPITAL LLC

CRD#: 160209 / SEC#: 8-69032
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

67 Holly Hill Lane Suite 8500, New York, NY 10022

Mailing Address

67 Holly Hill Lane Suite 300c, Greenwich, CT 06830

Phone Number

(917) 602-6153

Established

Delaware since 07/06/2011

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
THIRD SEVEN GROUP LLCHOLDING COMPANY—
DIFIORE, MONICA LISACCO2966552
LEDGER, NICHOLAS MARKCEO/CFO6779287
SAKOL, DANIEL SCOTTFIN OP2813237

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(10/13/2025)
RR
Connecticut
(6/16/2025)
RR
Florida
(7/15/2025)
RR
Idaho
(7/15/2025)
RR
Massachusetts
(10/14/2025)
RR
New Jersey
(10/13/2025)
RR
New York
(10/14/2025)
RR
Pennsylvania
(10/14/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2025About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Mar 2024About the Series 7TO exam

Series 99TO — Operations Professional Examination

Passed Mar 2024About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed May 2018About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Mar 1990About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Mar 2024About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Michael Lieder's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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