JS
John C. Scarpitti
HUNTER ASSOCIATES LLC
Salem, OH 44460
Some features on this profile are disabled
CRD#: 1553423
JS
Professional summary
John Carl Scarpitti, AIF® is a registered financial advisor currently at HUNTER ASSOCIATES LLC located in Salem, Ohio.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. John has worked at 3 firms and has passed the Series 65, Series 63, Series 6TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. B&S Oil and Gas LLC Partnership; non-investment related; 302 Shelton Rd Salem, Ohio 44460; collect royalty income; April 2017; 0-1 hrs per month; none; no duties 2. Independent Insurance Agent; investment related; Branch Office-120 W. 2nd Street PO Box 769 Salem, Ohio 44460; sale of insurance products; insurance agent; March 1988; 5-10 hours/month all during trading hours; sale of non-variable life, health, annuity and/or disability income insurance products
CRS (Client Relationship Summary) - RIA
Click below to view John Carl Scarpitti's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view John Carl Scarpitti's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
December 11, 2012 - Present
HUNTER ASSOCIATES LLC
Office #1: 120 W. Second Street, Salem, OH 44460RIA
BD
CRD#: 30177
Salem, OH
Current
April 8, 2011 - Present
HUNTER ASSOCIATES LLC
Office #1: 120 W. Second Street, Salem, OH 44460RIA
BD
CRD#: 30177
Salem, OH
Past
June 25, 2005 - May 2, 2011
JANNEY MONTGOMERY SCOTT LLC
RIA
CRD#: 463
SALEM, OH
Past
June 25, 2005 - May 2, 2011
JANNEY MONTGOMERY SCOTT LLC
BD
CRD#: 463
SALEM, OH
Past
February 10, 2005 - June 25, 2005
PARKER/HUNTER INCORPORATED
RIA
CRD#: 7324
SALEM, OH
Past
October 24, 1986 - June 25, 2005
PARKER/HUNTER INCORPORATED
BD
CRD#: 7324
PITTSBURGH, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HUNTER ASSOCIATES LLC
HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC | HUNTER ASSOCIATES, INC. | HUNTER ASSOCIATES LLC
CRD#: 30177 / SEC#: 801-42007, 8-44779
RIA
Registered Investment Advisory firm - SEC (7/27/1992 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/21/2024)
RR
Arizona(4/8/2011)
RR
California(4/8/2011)
RR
Colorado(4/21/2011)
RR
Florida(4/8/2011)
RR
Georgia(4/8/2011)
RR
Illinois(4/8/2011)
RR
Kentucky(11/8/2021)
RR
Maryland(4/8/2011)
RR
Michigan(5/18/2022)
RR
Minnesota(1/3/2024)
RR
Mississippi(1/8/2023)
RR
Missouri(2/11/2015)
RR
Nevada(4/15/2016)
RR
New Hampshire(6/21/2012)
RR
New Jersey(4/8/2011)
RR
New York(4/8/2011)
RR
North Carolina(4/8/2011)
RR
Ohio(4/8/2011)
IAR
Ohio(12/11/2012)
RR
Oregon(6/21/2011)
RR
Pennsylvania(4/8/2011)
RR
South Carolina(4/8/2011)
RR
Texas(9/20/2017)
RR
Virginia(4/8/2011)
RR
Washington(12/13/2016)
RR
Wyoming(7/3/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HUNTER ASSOCIATES LLC
HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC | HUNTER ASSOCIATES, INC. | HUNTER ASSOCIATES LLC
CRD#: 30177 / SEC#: 801-42007, 8-44779
RIA
Registered Investment Advisory firm - SEC (7/27/1992 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
436 Seventh Avenue Koppers Building 27th Floor, Pittsburgh, PA, 15219-1818
Mailing Address
436 Seventh Avenue 27th Floor, Pittsburgh, PA, 15219
Phone number
(412) 471-4191
Established
Delaware since 01/01/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
14
SEC notice filing (31 States and Territories)
FINRA licenses (39 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,334 |
| AUM (Assets Under Management) | $ 1,201,488,433 |
Disclosures
| Regulatory Event | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/11/2025 | ||
| 09/30/2024 | ||
| 07/27/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
