Steven D. White

CETERA INVESTMENT ADVISERS LLC

BIRMINGHAM, AL 35216

Some features on this profile are disabled

CRD#: 1553285

Professional summary

Steven Douglas White is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Birmingham, Alabama and CETERA ADVISORS LLC located in Birmingham, Alabama.

Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Steven has worked at 10 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) White Wealth Management LLC; Member; DBA; Start date 01/01/2015; 160 hours per month. 2.) NAME OF OTHER BUSINESS: VESTAVIA HILLS BAPTIST CHURCH; INVESTMENT RELATED: NO; ADDRESS: 2600 VESTAVIA DRIVE VESTAVIA, AL 35216; NATURE OF BUSINESS: NON PROFIT; START DATE: 09/2024; POSITION/TITLE/RELATIONSHIP: ENDOWMENT INVESTMENT COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: REVIEW REPORTSFROM INDEPENDENT INVESTMENT MANAGER, APPROVE DISPURSAL REQUEST FROM THE CHURCH;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Douglas White's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 12, 2020 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 600 Vestavia Parkway, Suite 221, Birmingham, AL 35216Office #2: 2400 Garden Lakes Blvd Suite 100, Rome, GA 30165

RIA

CRD#: 105644

BIRMINGHAM, AL

Current

September 8, 2022 - Present

CETERA ADVISORS LLC

Office #1: 600 Vestavia Parkway Suite 221, Birmingham, AL 35216Office #2: 2400 Garden Lakes Blvd Suite 100, Rome, GA 30165

CRD#: 10299

Birmingham, AL

Past

June 20, 2012 - November 12, 2020

FIRST ALLIED ADVISORY SERVICES, INC.

RIA

CRD#: 137888

Birmingham, AL

Past

May 31, 2011 - July 2, 2012

FIRST ALLIED SECURITIES, INC.

RIA

CRD#: 32444

BIRMINGHAM, AL

Past

May 31, 2011 - September 8, 2022

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

BIRMINGHAM, AL

Past

March 9, 2007 - June 1, 2011

INVESTORS CAPITAL CORP.

RIA

CRD#: 30613

BIRMINGHAM, AL

Past

March 9, 2007 - June 1, 2011

INVESTORS CAPITAL CORP.

CRD#: 30613

BIRMINGHAM, AL

Past

November 25, 2003 - March 16, 2007

CETERA ADVISORS LLC

RIA

CRD#: 10299

BIRMINGHAM, AL

Past

November 24, 2003 - March 16, 2007

CETERA ADVISORS LLC

CRD#: 10299

BIRMINGHAM, AL

Past

May 1, 2001 - November 18, 2003

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

July 14, 1993 - March 7, 1995

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

July 14, 1993 - March 7, 1995

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

February 19, 1992 - June 2, 1993

STERNE, AGEE & LEACH, INC.

CRD#: 791

BIRMINGHAM, AL

Past

March 23, 1988 - February 14, 1992

BBVA COMPASS INVESTMENT SOLUTIONS, INC

CRD#: 17086

BIRMINGHAM, AL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Alabama
(11/12/2020)

Alabama
(9/8/2022)

Colorado
(9/23/2025)

Florida
(9/8/2022)

Georgia
(9/8/2022)

IAR

Georgia
(1/13/2023)

Louisiana
(9/8/2022)

Mississippi
(9/8/2022)

North Carolina
(9/8/2022)

Oregon
(8/31/2023)

South Carolina
(10/23/2023)

Virginia
(1/14/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/27/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/13/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/30/2001

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Martin Wheeler

OSAIC WEALTH, INC.

IAR

Birmingham, AL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Steven D. White

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Douglas White's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA ADVISORS LLC

FIRST ALLIED ADVISORY SERVICES, INC.

FIRST ALLIED SECURITIES, INC.

FIRST ALLIED SECURITIES, INC.

INVESTORS CAPITAL CORP.

INVESTORS CAPITAL CORP.

CETERA ADVISORS LLC

CETERA ADVISORS LLC

SUNAMERICA SECURITIES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

STERNE, AGEE & LEACH, INC.

BBVA COMPASS INVESTMENT SOLUTIONS, INC

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/27/2007

Series 63

Date: 5/13/1992

SIE

Date: 10/1/2018

Series 7

Date: 4/30/2001

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

Similar Advisors