HD

Harry -. Dublinsky

CASTLE PLACEMENT
SYOSSET, NY 11791
Some features on this profile are disabled
CRD#: 1550391
HD

Professional summary


Harry - Dublinsky, who also goes by Harry Dublinsky, is a registered financial professional currently at CASTLE PLACEMENT, LLC located in Syosset, New York.

Harry is registered as a RR (Registered Representative) and started their career in finance in 1986. Harry has worked at 5 firms and has passed the Series 63, Series 82TO, SIE, Series 7 and Series 27 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Harry Dublinsky

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - BD


Click below to view Harry - Dublinsky's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 12, 2022 - Present

CASTLE PLACEMENT, LLC

Office #1: 527 Split Rock Rd Oyster Bay Cove, Syosset, NY 11791
BD
CRD#: 189511
SYOSSET, NY
Past

March 19, 2021 - May 9, 2022

PALLADIUM CAPITAL GROUP, LLC

BD
CRD#: 129400
NEW YORK, NY
Past

March 8, 1993 - June 14, 1993

RED ROCK TRADING INTERNATIONAL LTD.

BD
CRD#: 29603
Past

January 15, 1987 - September 4, 1987

INVESTORS CENTER, INC.

BD
CRD#: 14670
Past

August 21, 1986 - November 29, 1986

THE STUART-JAMES COMPANY, INCORPORATED

BD
CRD#: 11691

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(5/12/2022)

Exams


State Security Law Exam
General Industry/Product Exam
RR
Series 82TO
Date: 3/19/2021
Limited Representative-Private Securities Offerings
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


CP
CASTLE PLACEMENT, LLC
CASTLE PLACEMENT, LLC

CRD#: 189511 / SEC#: , 8-69612

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information


Main Address
527 Split Rock Rd Oyster Bay Cove, Syosset, NY 11791
Mailing Address
1460 Broadway, New York, NY 10036
Phone number
(212) 418-1180
Established
Delaware since 03/13/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Direct owners and executive officers


NamePositionCRD#
CASTLE PLACEMENT GROUP LLCMEMBER
BEATON, DANIEL STEWARTFINOP4240769
LUFTIG, RICHARD STEVENCCO, EXEC REP, AML SUPERVISOR2391290
MARGOLIS, KENNETH HARRYMANAGER, HOME OFFICE SUPERVISOR2230861

Red Flags


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Company Information


CASTLE PLACEMENT, LLC

CRD#: 189511Syosset, NY 11791

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