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Daniel Benjamin Steuer

ODEON CAPITAL GROUP
NEW YORK, NY
·CRD# 1548775·40 years experience

Professional Summary

Daniel Benjamin Steuer, who also goes by Daniel Steuer, is a registered financial advisor currently at ODEON CAPITAL GROUP LLC located in New York, New York. Daniel is registered as a RR (Registered Representative) and started their career in finance in 1987. Daniel has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Daniel Steuer

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

ODEON CAPITAL GROUP LLC·CRD# 148493
BD
750 Lexington Avenue, New York, NY 10022
November 14, 2023 - Present
ZEUS FINANCIAL, LLC·CRD# 18192
BD
Thousand Oaks, CA
April 4, 2022 - November 3, 2023
AK CAPITAL LLC·CRD# 28345
BD
Lake Sherwood, CA
April 1, 2015 - April 1, 2022
GUGGENHEIM SECURITIES, LLC·CRD# 40638
BD
Encino, CA
March 29, 2007 - January 15, 2015
UNITED CAPITAL MARKETS, INC.·CRD# 40980
BD
Encino, CA
January 18, 2001 - March 28, 2007
COUNTRYWIDE SECURITIES CORPORATION·CRD# 10598
BD
Calabasas, CA
July 25, 1990 - January 17, 2001
GREAT WESTERN FINANCIAL SECURITIES CORPORATION·CRD# 14229
BD
Northridge, CA
August 20, 1987 - June 5, 1990
PRINTON, KANE GOVERNMENT SECURITIES, INC.·CRD# 17733
BD
July 20, 1987 - July 29, 1987

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Current Firm

OC
ODEON CAPITAL GROUP LLC

ASTERISK CAPITAL LLC | TALON SECURITIES LLC | PBC ADVSIORS LLC | ODEON CAPITAL GROUP LLC | EAS ADVISORS

CRD#: 148493 / SEC#: 8-68033
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

750 Lexington Avenue 27th Fl., New York, NY, 10022

Mailing Address

750 Lexington Avenue 27th Fl., New York, NY, 10022

Phone Number

(212) 257-6970

Established

Delaware since 09/05/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SCHWARTZBERG, EVANEXECUTIVE MEMBER, MANAGING DIRECTOR & GENERAL SECURITIES PRINCIPAL4577412
VAN ALSTYNE, MATHEW HADLOCKEXECUTIVE MEMBER, MANAGING DIRECTOR & GENERAL SECURITIES PRINCIPAL5616065
DORFMAN, AARON PAULFINOP/CFO/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER6158487
TOLLA, CHRISTOPHER JCHIEF COMPLIANCE OFFICER/CHIEF INFORMATION OFFICER5516420
WOLF, THOMAS MICHAELSVP/ROSFP4509850

Disclosures

Regulatory Event

5

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(11/14/2023)
RR
Florida
(11/14/2023)
RR
New York
(11/14/2023)
RR
Texas
(11/14/2023)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1986About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 1987About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jul 1993About the Series 24 exam
FINRA
SRO Registrations
Nasdaq Stock Market
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Daniel Benjamin Steuer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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