Margaret R. Popson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Margaret Rose Popson, who also goes by Margaret Rose Gardner, Margaret Rose Popson, Maggie Solinger, Margaret Rose Solinger, was a registered financial professional .
Margaret is a previously registered financial professional and started their career in finance in 2000. Margaret had worked at 10 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 2, 2018 - February 1, 2024
J.W. COLE FINANCIAL, INC.
August 2, 2016 - June 27, 2018
VOYA FINANCIAL ADVISORS, INC.
August 20, 2015 - July 29, 2016
BROKER DEALER FINANCIAL SERVICES CORP.
September 7, 2011 - June 29, 2015
BROKER DEALER FINANCIAL SERVICES CORP.
September 29, 2010 - September 1, 2011
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
August 14, 2009 - June 23, 2010
MM ASCEND LIFE INVESTOR SERVICES, LLC
June 10, 2008 - October 29, 2008
FBL MARKETING SERVICES, LLC
March 14, 2006 - December 17, 2007
CAMBRIDGE INVESTMENT RESEARCH, INC.
November 15, 2005 - February 28, 2006
CETERA WEALTH SERVICES, LLC
October 5, 2005 - October 27, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
January 26, 2004 - September 20, 2005
VOYA FINANCIAL ADVISORS, INC.
September 12, 2000 - January 20, 2004
PRINCIPAL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
J.W. COLE FINANCIAL, INC.
CRD#: 124583 / SEC#: , 8-65698
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
