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AM

Anthony A. Maniscalco

CETERA INVESTMENT ADVISERS LLC
BROOKLYN, NY 11219
Some features on this profile are disabled
CRD#: 1543474
AM

Professional summary

Anthony A Maniscalco Sr, who also goes by Anthony A Maniscalco, Anthony Albert Maniscalco, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Brooklyn, New York and CETERA INVESTMENT SERVICES LLC located in Astoria, New York.

Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Anthony has worked at 15 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Anthony A Maniscalco | Anthony Albert Maniscalco

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony A Maniscalco Sr's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 28, 2025 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 4401 13th Ave, Brooklyn, NY 11219
RIA
CRD#: 105644
BROOKLYN, NY
Current

July 28, 2025 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 28-31 31st Street, Astoria, NY 11102Office #2: 8424 5th Ave, Brooklyn, NY 11209Office #3: 4401 13th Ave, Brooklyn, NY 11219Office #4: 1218 Kings Highway, Brooklyn, NY 11229
BD
CRD#: 15340
ASTORIA, NY
Past

June 6, 2023 - July 30, 2025

OSAIC INSTITUTIONS, INC.

RIA
CRD#: 35371
Bensonhurst, NY
Past

June 6, 2023 - July 30, 2025

OSAIC INSTITUTIONS, INC.

BD
CRD#: 35371
Bensonhurst, NY
Past

June 1, 2021 - May 30, 2023

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
MILLTOWN, NJ
Past

May 28, 2021 - May 30, 2023

CETERA INVESTMENT SERVICES LLC

BD
CRD#: 15340
MILLTOWN, NJ
Past

April 26, 2019 - May 26, 2021

SANTANDER SECURITIES LLC

RIA
CRD#: 41791
Staten Island, NY
Past

February 21, 2019 - May 26, 2021

SANTANDER SECURITIES LLC

BD
CRD#: 41791
Staten Island, NY
Past

February 1, 2018 - March 7, 2019

LPL FINANCIAL LLC

BD
CRD#: 6413
ROCKVILLE CENTRE, NY
Past

August 20, 2013 - January 22, 2018

LINCOLN FINANCIAL DISTRIBUTORS, INC.

BD
CRD#: 145
RADNOR, PA
Past

August 1, 2012 - November 9, 2012

GUARDIAN INVESTOR SERVICES LLC

BD
CRD#: 6635
NEW YORK, NY
Past

May 2, 2006 - July 2, 2012

GLOBAL ATLANTIC DISTRIBUTORS, LLC

BD
CRD#: 8326
HARTFORD, CT
Past

March 12, 2003 - May 9, 2006

DWS DISTRIBUTORS, INC.

BD
CRD#: 37306
CHICAGO, IL
Past

May 8, 2002 - March 13, 2003

TOWER SQUARE SECURITIES, INC.

BD
CRD#: 833
EL SEGUNDO, CA
Past

June 1, 1992 - February 25, 2002

CITICORP INVESTMENT SERVICES

BD
CRD#: 23988
LONG ISLAND CITY, NY
Past

February 6, 1991 - June 1, 1992

CITICORP FINANCIAL SERVICES,INC.

BD
CRD#: 14675
Past

November 28, 1990 - June 1, 1992

CITICORP FINANCIAL SERVICES,INC.

BD
CRD#: 14675
Past

August 25, 1989 - November 27, 1990

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

February 2, 1989 - August 25, 1989

THOMSON MCKINNON SECURITIES INC.

BD
CRD#: 829
NEW YORK, NY
Past

August 18, 1987 - February 1, 1989

D. H. BLAIR & CO., INC.

BD
CRD#: 6833
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(7/29/2025)
IAR
New York
(7/28/2025)
RR
New York
(7/31/2025)
RR
Pennsylvania
(12/19/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/25/2019
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 8/27/1987
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/15/1987
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/1/1994
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)
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Contact information

Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management

Total Number of Accounts584,487
AUM (Assets Under Management)$ 163,792,814,520

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025
Cover Page
Report
12/13/2024
Cover Page
Report
09/26/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644Brooklyn, NY 11219

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