William E. King

SEQUENCE FINANCIAL SPECIALISTS LLC

Florence, SC 29506

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CRD#: 1542794

Professional summary

William Eugene King III, who also goes by Gene King, William E. King, William Eugene King, is a registered financial professional currently at SEQUENCE FINANCIAL SPECIALISTS LLC located in Florence, South Carolina.

William is registered as a RR (Registered Representative) and started their career in finance in 1986. William has worked at 6 firms and has passed the Series 63, SIE, Series 82, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Gene King | William E. King | William Eugene King

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view William Eugene King III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 29, 2025 - Present

SEQUENCE FINANCIAL SPECIALISTS LLC

Office #1: 181 E. Evans St Suite C1, Btc-001, Florence, SC 29506

CRD#: 132915

Florence, SC

Past

February 20, 2024 - January 29, 2025

EXEMPLAR CAPITAL, LLC

CRD#: 155786

Mt. Pleasant, SC

Past

June 3, 2015 - February 15, 2024

SEQUENCE FINANCIAL SPECIALISTS LLC

CRD#: 132915

Charleston, SC

Past

January 20, 1992 - February 10, 1997

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

Past

May 4, 1987 - February 16, 1990

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

December 12, 1986 - May 13, 1987

MORGAN STANLEY DW INC.

CRD#: 7556

Past

October 22, 1986 - November 29, 1986

THE STUART-JAMES COMPANY, INCORPORATED

CRD#: 11691

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

South Carolina
(9/29/2025)

Exams

State Security Law Exam

Series 63

Date: 7/2/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 82

Date: 5/7/2015

Limited Representative-Private Securities Offerings

General Industry/Product Exam

Series 3

Date: 1/9/1989

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 10/18/1986

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/18/1991

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

SEQUENCE FINANCIAL SPECIALISTS LLC

INVESTAMERICA | WRSEQUENCE, LLC | SEQUENCE INVESTMENT PARTNERS, LLC | SEQUENCE INVESTMENT PARTNERS, INC. | SEQUENCE FINANCIAL SPECIALISTS LLC

CRD#: 132915 / SEC#: , 8-66657

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

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Contact information

Main Address

181 E. Evans Street Ste C1, Florence, SC 29506

Mailing Address

181 E. Evans Street Ste C1, Btc-001, Florence, SC 29506

Phone number

(843) 319-9100

Established

South Carolina since 04/15/2005

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
SEQUENCE HOLDINGS LLC	OWNER
ANDRES, SARA JANE	MANAGING PRINCIPAL	2985300
GRAHAM, ANDREA JONES	COO	6090670
LAVENDER, STACEY LYNN	CCO	4365033
SCHAPS, MICHAEL ROBERT	FINOP	1892138

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

William E. King

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view William Eugene King III's CRS (Customer Relationship Summary).

Certified licenses

Experience

EXEMPLAR CAPITAL, LLC

SEQUENCE FINANCIAL SPECIALISTS LLC

SECURITIES AMERICA, INC.

PRUDENTIAL EQUITY GROUP, LLC

MORGAN STANLEY DW INC.

THE STUART-JAMES COMPANY, INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 7/2/2015

SIE

Date: 10/1/2018

Series 82

Date: 5/7/2015

Series 3

Date: 1/9/1989

Series 7

Date: 10/18/1986

Series 24

Date: 1/18/1991

FINRA

Current Firm

SEQUENCE FINANCIAL SPECIALISTS LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

SEQUENCE FINANCIAL SPECIALISTS LLC

TRUST BUT VERIFY

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