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William Eugene King Iii

SEQUENCE FINANCIAL SPECIALISTS
FLORENCE, SC
·CRD# 1542794·40 years experience

Professional Summary

William Eugene King III, who also goes by Gene King, William E. King, William Eugene King, is a registered financial advisor currently at SEQUENCE FINANCIAL SPECIALISTS LLC located in Florence, South Carolina. William is registered as a RR (Registered Representative) and started their career in finance in 1986. William has worked at 6 firms and has passed the Series 63, SIE, Series 82, Series 3, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Gene King, William E. King, William Eugene King

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

SEQUENCE FINANCIAL SPECIALISTS LLC·CRD# 132915
BD
181 E. Evans St Suite C1, Btc-001, Florence, SC 29506
September 29, 2025 - Present
EXEMPLAR CAPITAL, LLC·CRD# 155786
BD
Mt. Pleasant, SC
February 20, 2024 - January 29, 2025
SEQUENCE FINANCIAL SPECIALISTS LLC·CRD# 132915
BD
Charleston, SC
June 3, 2015 - February 15, 2024
SECURITIES AMERICA, INC.·CRD# 10205
BD
Lavista, NE
January 20, 1992 - February 10, 1997
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
May 4, 1987 - February 16, 1990
MORGAN STANLEY DW INC.·CRD# 7556
BD
December 12, 1986 - May 13, 1987
THE STUART-JAMES COMPANY, INCORPORATED·CRD# 11691
BD
October 22, 1986 - November 29, 1986

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Current Firm

SF
SEQUENCE FINANCIAL SPECIALISTS LLC

INVESTAMERICA | WRSEQUENCE, LLC | SEQUENCE INVESTMENT PARTNERS, LLC | SEQUENCE INVESTMENT PARTNERS, INC. | SEQUENCE FINANCIAL SPECIALISTS LLC

CRD#: 132915 / SEC#: 8-66657
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Contact Information

Main Address

181 E. Evans Street Ste C1, Florence, SC 29506

Mailing Address

181 E. Evans Street Ste C1, Btc-001, Florence, SC 29506

Phone Number

(843) 319-9100

Established

South Carolina since 04/15/2005

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SEQUENCE HOLDINGS LLCOWNER—
GRAHAM, ANDREA JONESCOO6090670
LAVENDER, STACEY LYNNCCO4365033
SADLER, JOQUINN THOMASMANAGING PRINCIPAL2817763
SCHAPS, MICHAEL ROBERTFINOP1892138

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
South Carolina
(9/29/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2015About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 82 — Limited Representative-Private Securities Offerings

Passed May 2015About the Series 82 exam

Series 3 — National Commodity Futures Examination

Passed Jan 1989About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Oct 1986About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 1991About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view William Eugene King III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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