Seth L. Cohan

THE WEALTH ALLIANCE

Melville, NY 11747

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CRD#: 1539843

Professional summary

Seth Lawrence Cohan, AIF®, who also goes by Seth Cohan, is a registered financial advisor currently at THE WEALTH ALLIANCE, LLC located in Melville, New York and PURSHE KAPLAN STERLING INVESTMENTS located in Melville, New York.

Seth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Seth has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Seth Cohan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) THE WEALTH ALLIANCE LLC. Investment Related. Located at 105 Broadhollow Road, Melville, NY 11747. Nature - RIA. Position - Executive Director/ Vice President. Start - 04/2022. 160 hours per month, all during trading hours. Duties - Handling the management and investment strategies of clients financial affairs. 2) FIXED INSURANCE. Fixed Insurance. Investment related. Located at 105 Broadhollow Road, Melville, NY 11747. Nature - Fixed/ Traditional Insurance. Position - Agent. Start - 4/2022. 4 hours per month, 4 hour during trading hours. Duties - Sales of Fixed/ Traditional insurance products. 3) LAD ASSOCIATES, INC. Not Investment related. Located at 91 Foxwood Drive, Jericho NY 11753. Nature - Pass though entity for tax purposes. Position - Owner. Start - 12/2011. 2 hours per month, not during trading hours. Duties - Oversee the daily operations of the business as it pertains to activity related to tax reporting. 4) PKS Financial, Investment related, 80 State St, Albany NY 12207, Fixed Insurance Agency, Agent, 06/2022, 1 hour/1 trading hour a month, Insurance Agent

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Seth Lawrence Cohan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

April 20, 2022 - Present

THE WEALTH ALLIANCE, LLC

Office #1: 105 Broadhollow Road, Melville, NY 11747

RIA

CRD#: 305052

Melville, NY

Current

April 20, 2022 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 105 Broadhollow Road, Melville, NY 11747

CRD#: 35747

Melville, NY

Past

June 29, 2021 - April 20, 2022

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

GARDEN CITY, NY

Past

January 16, 2002 - April 20, 2022

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

GARDEN CITY, NY

Past

October 12, 1995 - January 18, 2002

NATHAN & LEWIS SECURITIES, INC.

CRD#: 8503

NEW YORK, NY

Past

February 14, 1991 - October 13, 1995

USLIFE EQUITY SALES CORP.

CRD#: 7962

NEW YORK, NY

Past

August 8, 1986 - February 14, 1991

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

EDISON, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE WEALTH ALLIANCE, LLC

LINKS WEALTH PARTNERS LLC | THE WEALTH ALLIANCE, LLC

CRD#: 305052 / SEC#: 801-117251

RIA

Registered Investment Advisory firm - (8/26/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(4/20/2022)

Florida
(4/20/2022)

Maryland
(4/20/2022)

New Jersey
(4/20/2022)

New York
(4/20/2022)

IAR

New York
(4/20/2022)

North Carolina
(4/20/2022)

South Carolina
(4/20/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/3/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/8/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/9/1995

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/7/1986

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 4/11/1990

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

THE WEALTH ALLIANCE, LLC

LINKS WEALTH PARTNERS LLC | THE WEALTH ALLIANCE, LLC

CRD#: 305052 / SEC#: 801-117251

RIA

Registered Investment Advisory firm - (8/26/2019 Approved)

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Contact information

Main Address

105 Broadhollow Road, Melville, NY 11747

Mailing Address

Phone number

(631) 670-0682

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WA DISCLOSURE BROCHURE AND SUPPLEMENTS (3/26/2025)

Regulatory assets under management

Total Number of Accounts	4,315
AUM (Assets Under Management)	$ 1,908,079,716

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Seth L. Cohan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Seth Lawrence Cohan's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

NATHAN & LEWIS SECURITIES, INC.

USLIFE EQUITY SALES CORP.

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

THE WEALTH ALLIANCE, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/3/2000

Series 63

Date: 8/8/1986

SIE

Date: 10/1/2018

Series 7

Date: 8/9/1995

Series 6

Date: 8/7/1986

Series 26

Date: 4/11/1990

FINRA

Current Firm

THE WEALTH ALLIANCE, LLC

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE WEALTH ALLIANCE, LLC

TRUST BUT VERIFY

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