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DD

David Dicenso

CAPELLA SECURITIES
SMITHTOWN, NY 11787
Some features on this profile are disabled
CRD#: 1538474
DD
David DicensoCAPELLA SECURITIES

Professional summary

David Dicenso is a registered financial professional currently at CAPELLA SECURITIES LLC located in Smithtown, New York and WALLEYE TRADING LLC located in Wayzata, Minnesota.

David is registered as a RR (Registered Representative) and started their career in finance in 2003. David has worked at 14 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Dicenso's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 8, 2026 - Present

CAPELLA SECURITIES LLC

Office #1: 732 Smithtown Bypass Suite 203, Smithtown, NY 11787
BD
CRD#: 174167
SMITHTOWN, NY
Current

July 1, 2026 - Present

WALLEYE TRADING LLC

Office #1: 401 Lake Street East 3rd Floor, Wayzata, MN 55391
BD
CRD#: 136196
WAYZATA, MN
Current

July 20, 2026 - Present

PRE-IPO STREET INC.

Office #1: 732 Smithtown Bypass Suite 203, Smithtown, NY 11787
BD
CRD#: 173426
SMITHTOWN, NY
Past

June 11, 2026 - July 30, 2026

ELSEWARE FINANCIAL SERVICES LLC

BD
CRD#: 327555
NEW YORK, NY
Past

April 14, 2026 - June 17, 2026

PRESIDENT STREET GLOBAL, LLC

BD
CRD#: 318377
RED BANK, NJ
Past

June 16, 2023 - January 16, 2024

CODA MARKETS, INC.

BD
CRD#: 36187
WILMETTE, IL
Past

March 30, 2020 - January 16, 2024

APEX CLEARING CORPORATION

BD
CRD#: 13071
Los Angeles, CA
Past

December 2, 2009 - September 21, 2023

ELECTRONIC TRANSACTION CLEARING, INC.

BD
CRD#: 146122
LOS ANGELES, CA
Past

August 20, 2009 - November 2, 2009

CAPSTONE INVESTMENTS

BD
CRD#: 41400
SAN DIEGO, CA
Past

December 19, 2006 - October 5, 2009

SPEEDROUTE LLC

BD
CRD#: 104138
JERSEY CITY, NJ
Past

November 13, 2006 - October 5, 2009

TZERO SECURITIES, LLC

BD
CRD#: 123421
JERSEY CITY, NJ
Past

June 27, 2006 - December 19, 2008

ORDER EXECUTION SERVICES, LLC

BD
CRD#: 118749
NEWARK, NJ
Past

June 27, 2006 - October 5, 2009

OES BROKERAGE SERVICES, LLC

BD
CRD#: 132351
WHITTIER, CA
Past

December 8, 2003 - March 8, 2004

FIS BROKERAGE & SECURITIES SERVICES LLC

BD
CRD#: 104162
BOLINGBROOK, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

What does exam status mean?
State Security Law Exam
Series 65
Status Unavailable
Passed: 10/11/2003
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Status Unavailable
Passed: 2/14/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Status Unavailable
Passed: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Status Unavailable
Passed: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Status Unavailable
Passed: 2/6/2003
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Status Unavailable
Passed: 7/1/2026
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Status Unavailable
Passed: 8/12/2006
General Securities Principal Examination
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Miami International Securities Exchange, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

PS
PRE-IPO STREET INC.
BAGBY FINANCIAL SERVICES | PRE-IPO STREET INC. | CROSS CURRENT CAPITAL, INC. | BAGBY FINANCIAL SERVICES, INC.

CRD#: 173426 / SEC#: , 8-69539

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information

Main Address
732 Smithtown Bypass Suite 203, Smithtown, NY 11787
Mailing Address
732 Smithtown Bypass Suite 203, Smithtown, NY 11787
Phone number
(631) 595-5336
Established
Missouri since 11/22/1993
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BD 10, INC.100% OWNER OF APPLICANT
DICENSO, DAVIDCHIEF COMPLIANCE OFFICER1538474
DRISCOLL, CHRISTOPHER DCEO4716573
RUSSELL, SARAH DETLINGPRINCIPAL FINANCIAL OFFICER (PFO AND FINOP)6727189

Disclosures

Regulatory Event1

Red Flags

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Company Information

PRE-IPO STREET INC.

CRD#: 173426Smithtown, NY 11787

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