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DD

David Dicenso

CAPELLA SECURITIES
SMITHTOWN, NY 11787
Some features on this profile are disabled
CRD#: 1538474
DD
David DicensoCAPELLA SECURITIES

Professional summary

David Dicenso is a registered financial professional currently at CAPELLA SECURITIES LLC located in Smithtown, New York and ELSEWARE FINANCIAL SERVICES LLC located in New York, New York.

David is registered as a RR (Registered Representative) and started their career in finance in 2003. David has worked at 13 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Dicenso's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 8, 2026 - Present

CAPELLA SECURITIES LLC

Office #1: 732 Smithtown Bypass Suite 203, Smithtown, NY 11787
BD
CRD#: 174167
SMITHTOWN, NY
Current

June 11, 2026 - Present

ELSEWARE FINANCIAL SERVICES LLC

Office #1: 36 W. 44th Street Suite 700, New York, NY 10036
BD
CRD#: 327555
NEW YORK, NY
Current

July 1, 2026 - Present

WALLEYE TRADING LLC

Office #1: 401 Lake Street East 3rd Floor, Wayzata, MN 55391
BD
CRD#: 136196
WAYZATA, MN
Past

April 14, 2026 - June 17, 2026

PRESIDENT STREET GLOBAL, LLC

BD
CRD#: 318377
RED BANK, NJ
Past

June 16, 2023 - January 16, 2024

CODA MARKETS, INC.

BD
CRD#: 36187
WILMETTE, IL
Past

March 30, 2020 - January 16, 2024

APEX CLEARING CORPORATION

BD
CRD#: 13071
Los Angeles, CA
Past

December 2, 2009 - September 21, 2023

ELECTRONIC TRANSACTION CLEARING, INC.

BD
CRD#: 146122
LOS ANGELES, CA
Past

August 20, 2009 - November 2, 2009

CAPSTONE INVESTMENTS

BD
CRD#: 41400
SAN DIEGO, CA
Past

December 19, 2006 - October 5, 2009

SPEEDROUTE LLC

BD
CRD#: 104138
JERSEY CITY, NJ
Past

November 13, 2006 - October 5, 2009

TZERO SECURITIES, LLC

BD
CRD#: 123421
JERSEY CITY, NJ
Past

June 27, 2006 - December 19, 2008

ORDER EXECUTION SERVICES, LLC

BD
CRD#: 118749
NEWARK, NJ
Past

June 27, 2006 - October 5, 2009

OES BROKERAGE SERVICES, LLC

BD
CRD#: 132351
WHITTIER, CA
Past

December 8, 2003 - March 8, 2004

FIS BROKERAGE & SECURITIES SERVICES LLC

BD
CRD#: 104162
BOLINGBROOK, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 10/11/2003
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/14/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/6/2003
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 7/1/2026
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/12/2006
General Securities Principal Examination
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
FINRA
SRO Registrations
RR
FINRA
SRO Registrations
RR
Miami International Securities Exchange, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

WT
WALLEYE TRADING LLC
WALLEYE TRADING LLC

CRD#: 136196 / SEC#: , 8-66988

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
401 Lake Street East 3rd Floor, Wayzata, MN 55391
Mailing Address
401 Lake Street East 3rd Floor, Wayzata, MN 55391
Phone number
(952) 345-5200
Established
Delaware since 04/25/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
WALLEYE INVESTMENTS FUND LLCMEMBER
ENGLAND, WILLIAM DUNNINGCHIEF EXECUTIVE OFFICER6210716
ESSAFI, KHALIDCHIEF COMPLIANCE OFFICER7148450
GIANPETRO, SARAH ANNCO-HEAD FINANCE AND ACCOUNTING & FINOP6476299

Disclosures

Regulatory Event14

Red Flags

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Company Information

WALLEYE TRADING LLC

CRD#: 136196Smithtown, NY 11787

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