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William Dunning England

WALLEYE TRADING
Wayzata, MN
·CRD# 6210716·11 years experience

Professional Summary

William Dunning England is a registered financial advisor currently at WALLEYE TRADING LLC located in Wayzata, Minnesota. William is registered as a RR (Registered Representative) and started their career in finance in 2015. William has worked at 1 firm and has passed the Series 57TO, SIE, Series 3, Series 7, Series 30 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

11 years in the financial services industry

Current & Past Employments

WALLEYE TRADING LLC·CRD# 136196
BD
1. 401 Lake Street East 3rd Floor, Wayzata, MN 553912. 315 Park Ave S Floor 4 17 & 18, New York, NY, 10010
September 11, 2018 - Present
WALLEYE TRADING LLC·CRD# 136196
BD
Wayzata, MN
January 1, 2015 - September 5, 2018

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Current Firm

WT
WALLEYE TRADING LLC

WALLEYE TRADING LLC

CRD#: 136196 / SEC#: 8-66988
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Contact Information

Main Address

401 Lake Street East 3rd Floor, Wayzata, MN 55391

Mailing Address

401 Lake Street East 3rd Floor, Wayzata, MN 55391

Phone Number

(952) 345-5200

Established

Delaware since 04/25/2005

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
WALLEYE INVESTMENTS FUND LLCMEMBER—
DICENSO, DAVIDCHIEF COMPLIANCE OFFICER1538474
ENGLAND, WILLIAM DUNNINGCHIEF EXECUTIVE OFFICER6210716
GIANPETRO, SARAH ANNCO-HEAD FINANCE AND ACCOUNTING & FINOP6476299

Disclosures

Regulatory Event

14

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Jan 2017About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Dec 2014About the Series 7 exam

Series 30 — NFA Branch Manager Examination

Passed Apr 2017About the Series 30 exam

Series 24 — General Securities Principal Examination

Passed May 2015About the Series 24 exam
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CRS (Client Relationship Summary) - BD

Click below to view William Dunning England's CRS (Customer Relationship Summary).

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WE
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