Craig Jonathan Cerny
Professional Summary
Craig Jonathan Cerny, who also goes by Craig Cerny, is a registered financial advisor currently at TERRANOVA CAPITAL EQUITIES, INC located in New York, New York. Craig is registered as a RR (Registered Representative) and started their career in finance in 1992. Craig has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 82, Series 79, Series 6, Series 3 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Craig Cerny
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
40 years in the financial services industry
Current & Past Employments
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Current Firm
EUROPEAN AMERICAN EQUITIES, INC. | TN CAPITAL EQUITIES, LTD | TERRANOVA CAPITAL EQUITIES, INC. | TERRANOVA CAPITAL EQUITIES, INC | HORNBLOWER CAPITAL SECURITIES, INC. | GROWVEST CAPITAL SECURITIES, INC. | EUROPEAN AMERICAN EQUITIES, LTD.
Contact Information
Main Address
420 Lexington Avenue Suite 1402, New York, NY 10170Mailing Address
420 Lexington Avenue Suite 1402, New York, NY 10170Phone Number
(212) 381-7391Established
Delaware since 03/18/1998Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (39 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/27/2015)
(4/17/2015)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 82 — Limited Representative-Private Securities Offerings
Passed Nov 2017About the Series 82 examSeries 79 — Investment Banking Registered Representative Examination
Passed Sep 2014About the Series 79 examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Nov 1991About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Craig Jonathan Cerny's CRS (Customer Relationship Summary).
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