Anthony W. Lorello
Professional summary
Anthony William Lorello is a registered financial professional currently at MESIROW FINANCIAL, INC. located in New York, New York.
Anthony is registered as a RR (Registered Representative) and started their career in finance in 1986. Anthony has worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anthony William Lorello's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 15, 2013 - Present
MESIROW FINANCIAL, INC.
Office #1: 140 East 45 Street Suite 31(b), New York, NY 10017May 8, 2008 - July 25, 2013
MIZUHO SECURITIES USA LLC
September 6, 2006 - October 1, 2007
LASALLE FINANCIAL SERVICES, INC.
September 6, 2006 - April 23, 2008
ABN AMRO INCORPORATED
May 24, 2000 - February 22, 2006
J.P. MORGAN SECURITIES LLC
February 15, 1995 - May 11, 2000
ABN AMRO INCORPORATED
August 14, 1992 - January 31, 1995
FINANCIAL SQUARE PARTNERS
August 26, 1988 - July 21, 1992
TUCKER ANTHONY INCORPORATED
May 11, 1987 - August 8, 1988
FLEET ENTERPRISES, INC.
August 19, 1986 - May 21, 1987
GLOBAL CAPITAL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/15/2022)
(8/20/2013)
(8/20/2013)
(11/3/2015)
(8/20/2013)
(11/3/2016)
(7/15/2013)
(8/20/2013)
Exams
FINRA
Nasdaq Stock Market
Current Firm
MESIROW FINANCIAL, INC.
CRD#: 2764 / SEC#: , 8-28816
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MESIROW FINANCIAL HOLDINGS, INC. | MAJORITY SHAREHOLDER | |
| MESIROW FINANCIAL SERVICES, INC. | MINORITY SHAREHOLDER | |
| PRICE, RICHARD SCOTT | DIRECTOR | 367760 |
| FARR, CHRISTOPHER DAYNE | CFO | 3239925 |
| HAYES, MARY JO MOON | CHIEF COMPLIANCE OFFICER | 1196353 |
| JACOBSON, STEPHEN DAVID | SENIOR MANAGING DIRECTOR | 1353790 |
| KEIG, JESSE JOSEPH | DIRECTOR | 5268961 |
| LEVINE, JEFFREY MICHAEL | CEO/PRESIDENT | 5627249 |
| OAKLEY, ADAM JOEL | SENIOR MANAGING DIRECTOR, INVESTMENT BANKING | 4795934 |
| PRICE, BRIAN DAVID | CHAIRMAN, INVESTMENT BANKING DIVISION | 5192466 |
| WALDROP, TODD E. | SENIOR MANAGING DIRECTOR | 4194147 |
Disclosures
| Regulatory Event | 18 |
| Civil Event | 1 |
| Bond | 2 |
Red Flags
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