EB
Edward P. Barrett
HORNOR, TOWNSEND & KENT
EDISON, NJ 08837
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CRD#: 1537775
EB
Professional summary
Edward Patrick Barrett, who also goes by Ed Barrett, Edward Barrett, is a registered financial advisor currently at HORNOR, TOWNSEND & KENT, LLC located in Edison, New Jersey.
Edward is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Edward has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 3 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ed Barrett | Edward Barrett
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: PRIMARY FINANCIAL | POSITION HELD: OTHER-MANAGING PARTNER | ADDRESS: RARITAN PLAZA I - RARITAN CTR, 110 FIELDCREST AVE, 3RD FL, EDISON, NJ 08818 | START DATE: 2017-01-09 | NATURE OF ACTIVITY: MULTI-LINE INSURANCE BROKERAGE- | APPROX HRS PER MTH: OVER 140 HOURS | APPROX TRADING HRS PER MTH: OVER 140 HOURS | DESCRIPTION OF DUTIES: MANAGE RECRUITMENT AND SALES & SERVICE OF BROKERAGE; AND LIFE, ACCIDENT, HEALTH/DI/LTC AND ANNUITY ACCOUNTS FOR MULTIPLE INSURANCE CARRIERS INCLUDING THE PENN MUTUAL LIFE INS. CO. 2) RACE HORSE OWNER | INVESTMENT RELATED: NO | DBA NAME: NONE | POSITION HELD: PROPRIETOR/OWNER- | ADDRESS: 157 WEST WASHINGTON AVE., WEST CALDWELL, NJ 07006 | START DATE: 2006-10-01 | NATURE OF ACTIVITY: OTHER-RACE HORSE OWNER | APPROX HRS PER MTH: LESS THAN 10 HOURS | APPROX TRADING HRS PER MTH: LESS THAN 10 HOURS | DESCRIPTION OF DUTIES: MANAGE / OWNERSHIP OF RACE HORSE. 3) RENTAL PROPERTY | INVESTMENT RELATED: NO | DBA NAME: NONE | POSITION HELD: Select One- | ADDRESS: 157 WASHINGTON AVE., WEST CALDWELL, NJ 07006 | START DATE: 2012-12-01 | NATURE OF ACTIVITY: RENTAL PROPERTY OWNER- | APPROX HRS PER MTH: Select One | APPROX TRADING HRS PER MTH: Select One | DESCRIPTION OF DUTIES: MANAGE RENTAL PROPERTY, COLLECT RENT, MAINTENANCE & REPAIR. 4) BOARD MEMBER | INVESTMENT RELATED: NO | DBA NAME: NJ DEPT OF BANKING & INSURANCE | POSITION HELD: BOARD MEMBER/TRUSTEE- | ADDRESS: N/A | START DATE: 2014-12-01 | NATURE OF ACTIVITY: OTHER-NJ DEPT. OF BANKING AND INSURANCE LIFE AND HEALTH ADVISORY BOARD | APPROX HRS PER MTH: LESS THAN 10 HOURS | APPROX TRADING HRS PER MTH: LESS THAN 10 HOURS | DESCRIPTION OF DUTIES: AS BOARD MEMBER PROVIDE INSIGHT TO NJ DEPT OF BANKING & INSURANCE. 5)INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: 1847FINANCIAL | POSITION HELD: OTHER-MANAGING PARTNER | ADDRESS: RARITAN PLAZA I - RARITAN CTR, 110 FIELDCREST AVE, 3RD FL, EDISON, NJ 08818 | START DATE: 01/01/2024 | NATURE OF ACTIVITY: MULTI-LINE INSURANCE BROKERAGE- | APPROX HRS PER MTH: OVER 140 HOURS | APPROX TRADING HRS PER MTH: OVER 140 HOURS | DESCRIPTION OF DUTIES: MANAGE RECRUITMENT AND SALES & SERVICE OF BROKERAGE; AND LIFE, ACCIDENT, HEALTH/DI/LTC AND ANNUITY ACCOUNTS FOR MULTIPLE INSURANCE CARRIERS INCLUDING THE PENN MUTUAL LIFE INS. CO.
CRS (Client Relationship Summary) - RIA
Click below to view Edward Patrick Barrett's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Edward Patrick Barrett's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 25, 2017 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 110 Fieldcrest Ave Suite 20, Edison, NJ 08837RIA
BD
CRD#: 4031
EDISON, NJ
Current
January 30, 2017 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 110 Fieldcrest Ave Suite 20, Edison, NJ 08837RIA
BD
CRD#: 4031
EDISON, NJ
Past
January 22, 2013 - January 9, 2017
EQUITY SERVICES, INC.
RIA
CRD#: 265
FAIRFIELD, NJ
Past
January 22, 2013 - January 9, 2017
EQUITY SERVICES, INC.
BD
CRD#: 265
FAIRFIELD, NJ
Past
June 21, 2002 - October 25, 2012
NEW ENGLAND SECURITIES
RIA
CRD#: 615
FAIRFIELD, NJ
Past
September 11, 1991 - October 25, 2012
NEW ENGLAND SECURITIES
BD
CRD#: 615
FAIRFIELD, NJ
Past
September 26, 1989 - August 23, 1991
LINCOLN FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 145
RADNOR, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(12/13/2022)
RR
New Jersey(1/30/2017)
IAR
New Jersey(5/25/2017)
RR
North Carolina(1/4/2022)
RR
Pennsylvania(8/25/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Mailing Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Phone number
(215) 957-7300
Established
Delaware since 09/09/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
442
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
