PH
Paul A. Hynes
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Ijamsville, MD
Some features on this profile are disabled
CRD#: 1536044
PH
Professional summary
Paul Andrew Hynes, CFP® is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Ijamsville, Maryland and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Frederick, Maryland.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Paul has worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) PAUL A HYNES, 3322 KNOLLS PARKWAY, IJAMSVILLE, MD, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 01/01/90, INV REL, 6 HR/MO- 6/TRADING HR. 2) CASA BELLA, LLC, 3322 KNOLLS PARKWAY, LJAMSVILLE, MD. 9/03/2014 AS INVESTOR. REAL ESTATE INVESTMENT AND DEVELOPMENT. 50% PARTNER, 20 HR/MO, 0 HR/MO DURING TRADING. 3) PAUL A. HAYNES FINANCIAL SERVICES LTD, 3322 KNOLLS PARKWAY, IJAMSVILLE, MD, 08/06/2000. PRESIDENT, TO PROVIDE TAX AND LEGAL LIABILITY. INV REL-1/YR-0/TRADING. 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 05/17/13 5) DBA RETIREMENT PLANNING GROUP, 3532 URBANA PIKE, STE E, FREDERICK MD, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 10/15/19, INV REL, 20 HR/YR- 0/TRADING HR. 6) HYLOTT, LLC, 21325 BAY FRONT DRIVE, SECOND HOME FOR VACATION PURPOSES, 03/18/21, NIR, 2 HR/YR- 0/TRADING HR.
CRS (Client Relationship Summary) - RIA
Click below to view Paul Andrew Hynes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1994
Experience
Current
May 17, 2013 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #3: 3532 Urbana Pike Suite E, Frederick, MD 21704RIA
CRD#: 134139
Ijamsville, MD
Current
May 17, 2013 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 3532 Urbana Pike Suite E, Frederick, MD 21704BD
CRD#: 39543
Frederick, MD
Past
March 25, 2011 - May 17, 2013
PLANMEMBER SECURITIES CORPORATION
RIA
CRD#: 11869
IJAMSVILLE, MD
Past
March 25, 2011 - May 17, 2013
PLANMEMBER SECURITIES CORPORATION
BD
CRD#: 11869
IJAMSVILLE, MD
Past
February 23, 2005 - March 29, 2011
SII INVESTMENTS, INC.
RIA
CRD#: 2225
IJAMSVILLE, MD
Past
July 29, 2003 - March 29, 2011
SII INVESTMENTS, INC.
BD
CRD#: 2225
IJAMSVILLE, MD
Past
June 21, 1991 - August 8, 2003
LINCOLN INVESTMENT
RIA
CRD#: 519
ROCKVILLE, MD
Past
April 3, 1991 - August 8, 2003
LINCOLN INVESTMENT
BD
CRD#: 519
FORT WASHINGTON, PA
Past
October 11, 1989 - April 19, 1991
LEGG MASON WOOD WALKER, INCORPORATED
BD
CRD#: 6555
BALTIMORE, MD
Past
December 19, 1988 - September 6, 1989
JOHNSTON, LEMON & CO. INCORPORATED
BD
CRD#: 473
WASHINGTON, DC
Past
May 11, 1988 - December 21, 1988
INTERNATIONAL MONEY MANAGEMENT GROUP, INC.
BD
CRD#: 14367
Past
January 2, 1987 - June 2, 1988
J. W. GANT & ASSOCIATES, INC.
BD
CRD#: 7963
Past
September 26, 1986 - January 2, 1987
MICHELIN AND COMPANY, INC.
BD
CRD#: 14447
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/17/2013)
RR
Arizona(10/6/2017)
RR
California(1/16/2025)
RR
Colorado(5/17/2013)
RR
Delaware(5/17/2013)
RR
District of Columbia(5/17/2013)
RR
Florida(5/17/2013)
RR
Georgia(5/17/2013)
RR
Indiana(9/8/2016)
RR
Iowa(8/29/2024)
RR
Kentucky(1/3/2017)
RR
Louisiana(5/2/2025)
RR
Maryland(5/17/2013)
IAR
Maryland(5/17/2013)
RR
Massachusetts(5/17/2013)
RR
Michigan(4/15/2024)
RR
Missouri(12/9/2022)
RR
Montana(7/26/2018)
RR
New Jersey(10/21/2024)
RR
New York(9/27/2016)
RR
North Carolina(7/17/2013)
RR
Ohio(5/17/2013)
RR
Pennsylvania(7/17/2013)
RR
Rhode Island(7/13/2020)
RR
South Carolina(5/17/2013)
RR
South Dakota(11/6/2024)
RR
Tennessee(1/10/2014)
RR
Texas(10/3/2025)
IAR
Texas(10/3/2025)
RR
Virginia(5/17/2013)
RR
Washington(5/17/2013)
RR
West Virginia(5/17/2013)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
