Michael Thompson Barickman
Professional Summary
Michael Thompson Barickman, who also goes by Mike Barickman, is a registered financial advisor currently at HAZLETT, BURT & WATSON, INC. located in Wheeling, West Virginia. Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Michael has worked at 4 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Mike Barickman
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
40 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
HAZLETT, BURT & WATSON, INC. | SECURITY CAPITAL MANAGEMENT
Contact Information
Main Address
1300 Chapline Street, Wheeling, WV 26003Mailing Address
1300 Chapline Street, Wheeling, WV 26003Phone Number
(304) 233-3312Established
West Virginia since 09/06/1973Firm Type
CorporationFiscal Year End
DecemberFirm Size
Small# of Employees
20SEC notice filing (15 States and Territories)
Registered to provide investment advisory services in 15 US states and territories.
FINRA licenses (38 States and Territories)
Registered to provide investment advisory services in 15 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HB&W, INC. | PARENT COMPANY | — |
| BARICKMAN, MICHAEL THOMPSON | EXEC VP / DIRECTOR | 1535665 |
| BIDWELL, TIMOTHY MORGAN | EXEC VP / CFO / CHIEF COMPLIANCE OFFICER / DIRECTOR | 4296834 |
| BURECH, HAROLD BRUCE | DIRECTOR /SR VP | 856313 |
| ECHOLS, MARILYNN SUE | EXECUTIVE VICE PRESIDENT / DIRECTOR | 818946 |
| MARSH, JASON LEE | CHAIRMAN / CEO / DIRECTOR | 4792963 |
| WEAVER, GEORGE SPERRY III | SR EXEC VP / DIRECTOR | 1061710 |
Regulatory Assets Under Management
Total Number of Accounts
2,399AUM (Assets Under Management)
$1,388,534,202Disclosures
Regulatory Event
2Arbitration
1Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | Cover Page | Report |
| 01/14/2025 | Cover Page | Report |
| 12/19/2023 | Cover Page | Report |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
HAZLETT, BURT & WATSON, INC. | SECURITY CAPITAL MANAGEMENT
State Registrations and Notice Filings
(11/10/2022)
(11/3/2021)
(6/5/2013)
(11/19/2024)
(11/1/2016)
(11/18/2024)
(10/8/2013)
(8/23/2022)
(10/4/2000)
(3/31/2006)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Michael Thompson Barickman's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Michael Thompson Barickman's CRS (Customer Relationship Summary).
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