Harold Bruce Burech
Professional Summary
Harold Bruce Burech is a registered financial advisor currently at HAZLETT, BURT & WATSON, INC. located in Wheeling, West Virginia. Harold is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1978. Harold has worked at 1 firm and has passed the Series 65, Series 63, Series 52TO, Series 57TO, Series 99TO, SIE, Series 55, Series 7, Series 53 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
LPL FINANCIAL LLC
AMERIPRISE FINANCIAL SERVICES, LLC
WELLS FARGO CLEARING SERVICES, LLC
VANGUARD ADVISERS, INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
LPL FINANCIAL LLC
AMERIPRISE FINANCIAL SERVICES, LLC
WELLS FARGO CLEARING SERVICES, LLC
VANGUARD ADVISERS, INC.
Contact Information
xxxxx@xxxx.xxx
Similar Advisors
LPL FINANCIAL LLC
AMERIPRISE FINANCIAL SERVICES, LLC
WELLS FARGO CLEARING SERVICES, LLC
VANGUARD ADVISERS, INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
LPL FINANCIAL LLC
AMERIPRISE FINANCIAL SERVICES, LLC
WELLS FARGO CLEARING SERVICES, LLC
VANGUARD ADVISERS, INC.
Years of Experience
48 years in the financial services industry
Current & Past Employments
Similar Advisors
LPL FINANCIAL LLC
AMERIPRISE FINANCIAL SERVICES, LLC
WELLS FARGO CLEARING SERVICES, LLC
VANGUARD ADVISERS, INC.
Current Firm
HAZLETT, BURT & WATSON, INC. | SECURITY CAPITAL MANAGEMENT
Contact Information
Main Address
1300 Chapline Street, Wheeling, WV 26003Mailing Address
1300 Chapline Street, Wheeling, WV 26003Phone Number
(304) 233-3312Established
West Virginia since 09/06/1973Firm Type
CorporationFiscal Year End
DecemberFirm Size
Small# of Employees
20SEC notice filing (15 States and Territories)
Registered to provide investment advisory services in 15 US states and territories.
FINRA licenses (38 States and Territories)
Registered to provide investment advisory services in 15 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HB&W, INC. | PARENT COMPANY | — |
| BARICKMAN, MICHAEL THOMPSON | EXEC VP / DIRECTOR | 1535665 |
| BIDWELL, TIMOTHY MORGAN | EXEC VP / CFO / CHIEF COMPLIANCE OFFICER / DIRECTOR | 4296834 |
| BURECH, HAROLD BRUCE | DIRECTOR /SR VP | 856313 |
| ECHOLS, MARILYNN SUE | EXECUTIVE VICE PRESIDENT / DIRECTOR | 818946 |
| MARSH, JASON LEE | CHAIRMAN / CEO / DIRECTOR | 4792963 |
| WEAVER, GEORGE SPERRY III | SR EXEC VP / DIRECTOR | 1061710 |
Regulatory Assets Under Management
Total Number of Accounts
2,399AUM (Assets Under Management)
$1,388,534,202Disclosures
Regulatory Event
2Arbitration
1Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | Cover Page | Report |
| 01/14/2025 | Cover Page | Report |
| 12/19/2023 | Cover Page | Report |
Similar Advisors
LPL FINANCIAL LLC
AMERIPRISE FINANCIAL SERVICES, LLC
WELLS FARGO CLEARING SERVICES, LLC
VANGUARD ADVISERS, INC.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
LPL FINANCIAL LLC
AMERIPRISE FINANCIAL SERVICES, LLC
WELLS FARGO CLEARING SERVICES, LLC
VANGUARD ADVISERS, INC.
Primary Firm SEC Registration
HAZLETT, BURT & WATSON, INC. | SECURITY CAPITAL MANAGEMENT
State Registrations and Notice Filings
(10/19/2004)
(9/12/2023)
(4/2/2025)
(9/5/2013)
(5/9/1983)
(4/12/2018)
(2/26/2020)
(2/26/2020)
(8/14/1982)
(3/31/1997)
(6/17/2024)
(10/4/1981)
(3/31/2006)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Sep 2025About the Series 52TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed Feb 2000SRO Registrations
Similar Advisors
LPL FINANCIAL LLC
AMERIPRISE FINANCIAL SERVICES, LLC
WELLS FARGO CLEARING SERVICES, LLC
VANGUARD ADVISERS, INC.
CRS (Client Relationship Summary) - RIA
Click below to view Harold Bruce Burech's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Harold Bruce Burech's CRS (Customer Relationship Summary).
Similar Advisors
LPL FINANCIAL LLC
AMERIPRISE FINANCIAL SERVICES, LLC
WELLS FARGO CLEARING SERVICES, LLC
VANGUARD ADVISERS, INC.
