Robert R. Pik
Professional summary
Robert Roger Pik, CFP®, who also goes by Robert R Pik, Robert Roger Pik, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Darien, Connecticut and FIDELITY BROKERAGE SERVICES LLC located in Stamford, Connecticut.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Robert has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Robert Roger Pik's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2018
Education
Tuck School of Business, Dartmouth College
Master of Business Administration (MBA) - Finance
1987
Wharton School of Business, University of Pennsylvania
Bachelor of Science (BS) - Economics
1982
Experience
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 869 Washington Blvd, Stamford, CT 06901-2903January 21, 2016 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 869 Washington Blvd, Stamford, CT 06901-2903July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
January 22, 2016 - July 13, 2018
STRATEGIC ADVISERS LLC
August 1, 2011 - January 6, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 6, 2011 - January 6, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 1, 2009 - June 14, 2010
SOUND SECURITIES, LLC
July 21, 2005 - March 3, 2009
AXES, LLC
September 5, 2003 - July 10, 2009
AUERBACH GRAYSON & COMPANY LLC
April 26, 2001 - August 1, 2002
NATIONAL BANK OF CANADA FINANCIAL INC.
September 1, 1998 - February 27, 2001
ROBERTSON STEPHENS, INC.
April 7, 1998 - September 1, 1998
BANCAMERICA SECURITIES, INC.
January 24, 1989 - January 9, 1998
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/19/2024)
(8/8/2020)
(11/16/2020)
(2/5/2016)
(2/5/2016)
(1/21/2016)
(3/31/2025)
(4/23/2020)
(1/5/2018)
(1/21/2016)
(2/5/2016)
(1/6/2017)
(10/8/2021)
(1/5/2018)
(2/12/2021)
(3/1/2024)
(1/21/2016)
(10/1/2019)
(1/6/2017)
(2/5/2016)
(1/21/2016)
(2/8/2016)
(1/8/2018)
(2/5/2016)
(11/15/2023)
(9/14/2018)
(10/1/2019)
(3/31/2025)
(2/5/2016)
(2/5/2016)
(6/18/2021)
Exams
FINRA
New York Stock Exchange
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President, Financial ConsultantCRD#: 104555Darien, CTTRUST BUT VERIFY
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