Kenneth D. Gibbs
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth David Gibbs was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1987. Kenneth had worked at 6 firms and has passed the Series 63, Series 52TO, Series 79TO, SIE, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 6, 2017 - January 13, 2025
RUBICON CAPITAL ADVISORS
March 27, 2009 - December 11, 2015
JEFFERIES LLC
August 29, 2007 - March 27, 2009
DEPFA FIRST ALBANY SECURITIES, LLC
February 1, 1993 - September 17, 2007
GLEACHER & COMPANY SECURITIES, INC.
April 27, 1988 - February 2, 1993
LAZARD FRERES & CO. LLC
September 22, 1987 - April 19, 1988
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
RUBICON CAPITAL ADVISORS
CRD#: 283566 / SEC#: , 8-69763
Contact information
FINRA licenses (12 States and Territories)
Red Flags
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