Michael P. Czajka

MALVERN CAPITAL MANAGEMENT

Malvern, PA 19355

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CRD#: 1529137

Professional summary

Michael Paul Czajka is a registered financial advisor currently at MALVERN CAPITAL MANAGEMENT located in Malvern, Pennsylvania.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Michael has worked at 8 firms and has passed the Series 63, Series 7 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. KIMBERTON HUNT HOME OWNERS ASSOCIATION; MEMBER OF THE ARCHITECTURAL REVIEW COMMITTEE; INVESTMENT RELATED: NO; PHOENIXVILLE, PA; HOME OWNERS ASSOCIATION; WORK IN CONNECTION WITH THE BOARD TO MAINTAIN THE PROPER AESTHETICS OF THE COMMUNITY.; 2019-12-31; HOURS DEVOTED TO BUSINESS OUTSIDE TRADING HOURS: 2.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Paul Czajka's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 5, 2018 - Present

MALVERN CAPITAL MANAGEMENT

Office #1: 5 Great Valley Parkway Suite 226, Malvern, PA 19355

RIA

CRD#: 292396

Malvern, PA

Past

August 10, 2005 - December 8, 2017

SYMONS CAPITAL MANAGEMENT INC

RIA

CRD#: 104817

MALVERN, PA

Past

February 20, 2001 - July 29, 2005

FRED ALGER & COMPANY, LLC

CRD#: 5300

NEW YORK, NY

Past

February 22, 2000 - December 20, 2000

WHARTON EQUITY CORPORATION

CRD#: 10170

WAYNE, PA

Past

August 5, 1997 - April 8, 1998

SEI INVESTMENTS DISTRIBUTION CO.

CRD#: 10690

OAKS, PA

Past

October 6, 1995 - May 2, 1997

CRABBE HUSON SECURITIES, INC.

CRD#: 13389

PORTLAND, OR

Past

November 17, 1986 - September 12, 1995

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

July 23, 1986 - December 9, 1986

MORGAN STANLEY DW INC.

CRD#: 7556

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MALVERN CAPITAL MANAGEMENT

MALVERN CAPITAL MANAGEMENT | MALVERN CAPITAL MANAGEMENT, LLC

CRD#: 292396 / SEC#: 801-131034

RIA

Registered Investment Advisory firm - (8/30/2024 Approved)

New Jersey

Registered Investment Advisory firm - (9/9/2024 Terminated)

Pennsylvania

Registered Investment Advisory firm - (9/4/2024 Terminated)

Texas

Registered Investment Advisory firm - (9/11/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(3/5/2018)

IAR

Texas
(4/26/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/4/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/19/1986

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 5/13/1988

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

MALVERN CAPITAL MANAGEMENT

MALVERN CAPITAL MANAGEMENT | MALVERN CAPITAL MANAGEMENT, LLC

CRD#: 292396 / SEC#: 801-131034

RIA

Registered Investment Advisory firm - (8/30/2024 Approved)

New Jersey

Registered Investment Advisory firm - (9/9/2024 Terminated)

Pennsylvania

Registered Investment Advisory firm - (9/4/2024 Terminated)

Texas

Registered Investment Advisory firm - (9/11/2024 Terminated)

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Contact information

Main Address

5 Great Valley Parkway Suite 226, Malvern, PA 19355

Mailing Address

Phone number

(610) 979-1462

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV2A&2B SEC (2/6/2025)

Regulatory assets under management

Total Number of Accounts	350
AUM (Assets Under Management)	$ 225,376,716

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael P. Czajka

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Paul Czajka's CRS (Customer Relationship Summary).

Certified licenses

Experience

SYMONS CAPITAL MANAGEMENT INC

FRED ALGER & COMPANY, LLC

WHARTON EQUITY CORPORATION

SEI INVESTMENTS DISTRIBUTION CO.

CRABBE HUSON SECURITIES, INC.

CHARLES SCHWAB & CO., INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

MALVERN CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 63

Date: 12/4/1986

Series 7

Date: 7/19/1986

Series 8

Date: 5/13/1988

Current Firm

MALVERN CAPITAL MANAGEMENT

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MALVERN CAPITAL MANAGEMENT

TRUST BUT VERIFY

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