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Robert Lee Parrish

CRD# 1525898·Registered 1986 - 2023
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Lee Parrish, who also goes by Rob Parrish, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1986 - 2023. Robert had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 22 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Rob Parrish

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

MAMMOTH RESEARCH·CRD# 118148
BD
Memphis, TN
December 9, 2010 - August 2, 2023
HARPETH SECURITIES, LLC·CRD# 109821
BD
Nashville, TN
December 17, 2003 - December 31, 2010
MAMMOTH RESEARCH·CRD# 118148
BD
Fort Wayne, IN
May 15, 2002 - January 14, 2003
HEALTH RESOURCE CENTRES, INC.·CRD# 41923
BD
Nashville, TN
November 29, 2001 - August 16, 2002
HEALTH RESOURCE CENTRES, INC.·CRD# 41923
BD
Nashville, TN
October 29, 1997 - April 4, 2000
PFIC SECURITIES CORPORATION·CRD# 34941
BD
Franklin, TN
February 24, 1997 - October 16, 1997
TRUIST SECURITIES, INC.·CRD# 6271
BD
Atlanta, GA
December 3, 1993 - February 28, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
October 21, 1992 - November 10, 1993
PARAMOUNT FINANCIAL CAPITAL MARKETS, INC.·CRD# 15991
BD
Granville, OH
November 27, 1990 - July 23, 1991
NEW SOUTH SECURITIES, INC.·CRD# 6747
BD
February 15, 1990 - August 21, 1990
HERITAGE CAPITAL CORP.·CRD# 18176
BD
June 6, 1989 - February 27, 1990
UNION STREET EQUITIES, INC.·CRD# 8215
BD
September 11, 1986 - August 11, 1987

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Current Firm

MR
MAMMOTH RESEARCH

MAMMOTH RESEARCH | THE SECURITIES GROUP, LLC | MAMMOTH RESEARCH, LLC

CRD#: 118148 / SEC#: 8-53635
BD
Terminated by SEC on 09/29/2023

Contact Information

Established

Florida since 07/30/2001

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
MAMMOTH INVESTORS, LLCPARENT COMPANY—
HAYES, SUSAN ANNFINOP, CFO2856326
KORNBERG, ALONACCO6990646
MARTIN, THOMAS SCOTTCEO4532988

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 1994About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1986About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 1992About the Series 7 exam

Series 22 — Direct Participation Programs Representative Examination

Passed Sep 1986About the Series 22 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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