Gregory A. Stoupnitzky

EARLYBIRDCAPITAL

Ny, NY 10017

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CRD#: 1523328

Professional summary

Gregory Alexis Stoupnitzky, who also goes by Gregory Stoupnitzky, is a registered financial professional currently at EARLYBIRDCAPITAL, INC. located in Ny, New York.

Gregory is registered as a RR (Registered Representative) and started their career in finance in 1986. Gregory has worked at 5 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Gregory Stoupnitzky

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gregory Alexis Stoupnitzky's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 11, 2019 - Present

EARLYBIRDCAPITAL, INC.

Office #1: 366 Madison Ave. 8th Floor, Ny, NY 10017

CRD#: 28629

Ny, NY

Past

January 26, 2018 - September 7, 2018

BARCLAY INVESTMENTS LLC

CRD#: 6159

NEW YORK, NY

Past

December 24, 2010 - June 24, 2011

BCP SECURITIES, INC.

CRD#: 27063

GREENWICH, CT

Past

June 1, 1998 - January 2, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

June 24, 1986 - June 14, 1996

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(10/11/2019)

New York
(10/11/2019)

Exams

State Security Law Exam

Series 63

Date: 6/23/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/7/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79

Date: 1/26/2018

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7

Date: 6/21/1986

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/27/1994

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

EARLYBIRDCAPITAL, INC.

CORNELL SECURITIES CONSULTANTS, INC. | SOUTHEAST RESEARCH PARTNERS, INC. | EARLYBIRDCAPITAL.COM INC. | EARLYBIRDCAPITAL, INC.

CRD#: 28629 / SEC#: , 8-43828

Broker-Dealer Firm Regulated by FINRA (Long Island district office)

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Contact information

Main Address

One Huntington Quadrangle, Suite 1c15, Melville, NY 11747

Mailing Address

1 Huntington Quadrangle 1c15, Melville, NY 11747

Phone number

+1 (631) 770-0600

Established

Delaware since 05/09/1991

Firm type

Corporation

Fiscal year end

January

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
EBC HOLDINGS INC.	HOLDING COMPANY
KAUFMANN, AMY ELIZABETH	EXECUTIVE VICE PRESIDENT/CHIEF COMPLIANCE OFFICER	2776989
LEVINE, STEVEN ARTHUR	PRESIDENT/DIRECTOR	2714473
NUSSBAUM, DAVID MARTIN	CHAIRMAN/DIRECTOR	1631483
PENDERGAST, MICHELLE MARIE	FINOP/CFO	5441721

Disclosures

Regulatory Event	3
Arbitration	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Firm Stability Insights

Gregory A. Stoupnitzky

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gregory Alexis Stoupnitzky's CRS (Customer Relationship Summary).

Certified licenses

Experience

BARCLAY INVESTMENTS LLC

BCP SECURITIES, INC.

MORGAN STANLEY & CO. LLC

J.P. MORGAN SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/23/2018

SIE

Date: 9/7/2018

Series 79

Date: 1/26/2018

Series 7

Date: 6/21/1986

Series 24

Date: 12/27/1994

FINRA

Current Firm

EARLYBIRDCAPITAL, INC.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

EARLYBIRDCAPITAL, INC.

TRUST BUT VERIFY

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