Robert J. Marcell

CETERA INVESTMENT ADVISERS

MORGAN CITY, LA 70380

CRD#: 1521703

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Professional summary

Robert Joseph Marcell, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Morgan City, Louisiana and AVANTAX PLANNING PARTNERS, INC. located in Morgan City, Louisiana.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Robert has worked at 13 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Joseph Marcell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

September 5, 2025 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 1201 Brashear Ave Ste 301, Morgan City, LA 70380

RIA

CRD#: 105644

MORGAN CITY, LA

Current

December 23, 2025 - Present

AVANTAX PLANNING PARTNERS, INC.

Office #1: 1201 Brashear Ave Ste 301, Morgan City, LA 70380

RIA

CRD#: 106237

MORGAN CITY, LA

Current

September 5, 2025 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 1201 Brashear Ave Ste 301, Morgan City, LA 70380

CRD#: 13572

MORGAN CITY, LA

Past

October 25, 2019 - September 5, 2025

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

MORGAN CITY, LA

Past

October 25, 2019 - September 5, 2025

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

MORGAN CITY, LA

Past

August 23, 2011 - October 25, 2019

1ST GLOBAL ADVISORS INC

RIA

CRD#: 111133

MORGAN CITY, LA

Past

August 23, 2011 - October 25, 2019

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

MORGAN CITY, LA

Past

January 14, 2004 - August 25, 2011

INVEST FINANCIAL CORPORATION

RIA

CRD#: 12984

PATTERSON, LA

Past

December 22, 1998 - August 25, 2011

INVEST FINANCIAL CORPORATION

CRD#: 12984

PATTERSON, LA

Past

August 3, 1998 - December 22, 1998

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

January 9, 1995 - August 19, 1998

MARQUIS INVESTMENTS, L.L.C.

CRD#: 17121

Past

December 20, 1989 - December 31, 1991

SISUNG SECURITIES CORPORATION

CRD#: 25752

METAIRIE, LA

Past

March 3, 1988 - December 20, 1989

SISUNG SECURITIES, INC.

CRD#: 16437

Past

June 24, 1986 - April 24, 1987

BLINDER, ROBINSON & CO., INC.

CRD#: 5096

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(9/5/2025)

Colorado
(9/5/2025)

Connecticut
(9/5/2025)

Florida
(9/5/2025)

Georgia
(9/5/2025)

Indiana
(3/30/2026)

Kentucky
(3/23/2026)

Louisiana
(9/5/2025)

IAR

Louisiana
(9/5/2025)

Mississippi
(9/5/2025)

Missouri
(3/17/2026)

North Carolina
(9/5/2025)

Ohio
(9/5/2025)

Oklahoma
(9/5/2025)

South Carolina
(9/5/2025)

Tennessee
(10/2/2025)

Texas
(9/5/2025)

IAR

Texas
(9/5/2025)

IAR

Texas
(12/23/2025)

Virginia
(3/17/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 6/19/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/6/1995

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert J. Marcell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Joseph Marcell's CRS (Customer Relationship Summary).

Certified licenses

Experience

AVANTAX PLANNING PARTNERS, INC.

CETERA WEALTH SERVICES, LLC

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

1ST GLOBAL ADVISORS INC

1ST GLOBAL CAPITAL CORP.

INVEST FINANCIAL CORPORATION

INVEST FINANCIAL CORPORATION

BANC ONE SECURITIES CORPORATION

MARQUIS INVESTMENTS, L.L.C.

SISUNG SECURITIES CORPORATION

SISUNG SECURITIES, INC.

BLINDER, ROBINSON & CO., INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/19/1986

SIE

Date: 10/1/2018

Series 7

Date: 1/6/1995

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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