Thomas J. Samuelson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Joseph Samuelson, who also goes by Thomas Samuelson, Tom Samuelson, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1986. Thomas had worked at 11 firms and has passed the Series 63, Series 56, Series 55, Series 3, Series 7, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 26, 2013 - June 1, 2015
KOYOTE TRADING LLC
January 24, 2008 - September 5, 2008
WEISS MULTI-STRATEGY FUNDS LLC
April 8, 2005 - February 22, 2006
GEORGE WEISS ASSOCIATES, INC.
January 27, 2003 - June 1, 2005
ARDOUR CAPITAL INVESTMENTS, LLC
March 16, 1998 - April 3, 2001
CREDIT AGRICOLE SECURITIES (USA) INC.
December 21, 1995 - March 4, 1998
J.P. MORGAN SECURITIES LLC
May 16, 1995 - November 13, 1995
ING BARING (U.S.) SECURITIES, INC.
March 9, 1995 - May 16, 1995
INTERNATIONALE NEDERLANDEN (U.S.) SECURITIES CORPORATION
May 21, 1993 - March 14, 1995
CREDIT AGRICOLE SECURITIES (USA) INC.
October 22, 1992 - April 5, 1993
CREDIT AGRICOLE CHEUVREUX NORTH AMERICA, INC.
November 17, 1987 - September 2, 1992
CITIGROUP GLOBAL MARKETS INC.
June 28, 1986 - December 1, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 56
Date: 7/26/2013
Proprietary Trader Qualification ExaminationSeries 55
Date: 12/7/1999
Limited Representative-Equity Trader ExamCurrent Firm
KOYOTE TRADING LLC
CRD#: 149672 / SEC#: , 8-68182
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KOYOTE CAPITAL GROUP LLC | OWNER | |
| KOCH, DAVID KENNETH | VICE PRESIDENT & SECRETARY, MEMBER | 2422912 |
| RISI, SALVATORE ANTHONY | CFO/FINOP | 1072513 |
| ROSEN, LUCAS GABRIEL | MEMBER | 2443280 |
| SCHOTTENFELD, RICHARD PAUL | MANAGING MEMBER | 1280443 |
| WADE, RICHARD JOSEPH JR | CHIEF COMPLIANCE OFFICER | 1455700 |
| WEISS, BRYAN EVAN | MEMBER | 4439851 |
| WEISS, RONALD MICHAEL | PRESIDENT, MEMBER | 462488 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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