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Jon Scott Sablowsky

BROWNSTONE INVESTMENT GROUP
NEW YORK, NY
·CRD# 1515334·40 years experience

Professional Summary

Jon Scott Sablowsky is a registered financial advisor currently at BROWNSTONE INVESTMENT GROUP, LLC located in New York, New York. Jon is registered as a RR (Registered Representative) and started their career in finance in 1986. Jon has worked at 5 firms and has passed the Series 63, Series 52TO, Series 99TO, Series 57TO, Series 72, SIE, Series 55, Series 7, Series 53 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

BROWNSTONE INVESTMENT GROUP, LLC·CRD# 43884
BD
505 Fifth Avenue 10th Floor, New York, NY 10017
September 17, 2004 - Present
BGC FINANCIAL, L.P.·CRD# 19801
BD
New York, NY
March 4, 2004 - September 23, 2004
GOLDMAN SACHS EXECUTION & CLEARING, L.P.·CRD# 3466
BD
New York, NY
August 14, 2000 - March 29, 2004
PERSHING LLC·CRD# 7560
BD
Jersey City, NJ
October 25, 1996 - August 10, 2000
GRUNTAL & CO., L.L.C.·CRD# 372
BD
New York, NY
July 13, 1986 - September 30, 1996

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Current Firm

BI
BROWNSTONE INVESTMENT GROUP, LLC

BROWNSTONE INVESTMENT GROUP, LLC | THE WORLDVEST GROUP, LLC | FIFTY-FOUR CAPITAL PARTNERS

CRD#: 43884 / SEC#: 8-50460
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

505 Fifth Avenue 10th Floor, New York, NY 10017

Mailing Address

505 Fifth Avenue 10th Floor, New York, NY 10017

Phone Number

(212) 905-0550

Established

New York since 01/03/1997

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (19 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
BROWNSTONE INVESTMENT OPPORTUNITIES, LLCSOLE MEMBER—
BARTMESS, JOANNE CHRISTINEFINANCIAL AND OPERATIONS PRINCIPAL (01/1998), CHIEF FINANCIAL OFFICER (10/2009), PFO & POO (10/18)2922047
HUNTER, MICHELLE HALLACHIEF COMPLIANCE OFFICER2689083
LOWEY, DOUGLAS BENNETTMANAGER, PRESIDENT, CHIEF EXECUTIVE OFFICER1932929
SABLOWSKY, JON SCOTTCHIEF OPERATING OFFICER1515334

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(11/21/2005)
RR
Colorado
(5/19/2020)
RR
Connecticut
(1/30/2008)
RR
Florida
(12/13/2022)
RR
Illinois
(2/13/2026)
RR
Massachusetts
(1/31/2008)
RR
Michigan
(1/30/2008)
RR
Nevada
(5/28/2020)
RR
New Jersey
(9/17/2004)
RR
New York
(9/17/2004)
RR
North Carolina
(1/14/2016)
RR
Ohio
(6/11/2012)
RR
Washington
(7/14/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1986About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Sep 2025About the Series 52TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

Series 72 — Government Securities Representative Examination

Passed Jan 2023

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Sep 1999

Series 7 — General Securities Representative Examination

Passed May 1986About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Nov 2011About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Aug 1999About the Series 24 exam
FINRA
SRO Registrations
Nasdaq Stock Market
SRO Registrations
New York Stock Exchange
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Jon Scott Sablowsky's CRS (Customer Relationship Summary).

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