Russel L. Miron
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Russel Leeds Miron, who also goes by Russ Miron, was a registered financial professional .
Russel is a previously registered financial professional and started their career in finance in 1992. Russel had worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 13, 2015 - December 8, 2015
FIRST NEW YORK SECURITIES L.L.C.
May 20, 2010 - September 19, 2014
J.P. MORGAN CLEARING CORP.
April 21, 2004 - September 4, 2009
J.P. MORGAN CLEARING CORP.
January 1, 2002 - August 30, 2004
J.P. MORGAN SECURITIES LLC
November 20, 2000 - August 10, 2001
J.P. MORGAN CLEARING CORP.
November 20, 2000 - September 19, 2014
J.P. MORGAN SECURITIES LLC
September 26, 1994 - April 28, 2000
J.P. MORGAN CLEARING CORP.
September 26, 1994 - April 28, 2000
J.P. MORGAN SECURITIES LLC
July 7, 1994 - September 6, 1994
JMS SECURITIES L.P.
June 12, 1992 - October 27, 1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST NEW YORK SECURITIES L.L.C.
CRD#: 16362 / SEC#: , 8-33753
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FNY PARTNERS FUND LP | OWNER | |
| BROKAW, LLOYD BRUCE | MANAGING MEMBER | 31368 |
| DICKERSON, ELIZABETH ANNE | CHIEF COMPLIANCE OFFICER | 1917497 |
| MIRON, RUSSEL LEEDS | CHIEF OPERATING OFFICER | 1509249 |
| MOTSCHWILLER, DONALD ERIC | CHIEF EXECUTIVE OFFICER | 1454120 |
| NOORANI, FARAZ AMIR | MANAGING MEMBER | 4983674 |
| SABATINI, DONNA ANN | CHIEF FINANCIAL OFFICER | 2352318 |
Disclosures
| Regulatory Event | 18 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
