Pedro E. Harth-silva

PROVENANCE WEALTH ADVISORS

Marco Island, FL

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CRD#: 1506798

Professional summary

Pedro Ernesto Harth-silva, who also goes by Pedro Ernesto Harth, Pedro Ernesto Harthsilva, is a registered financial advisor currently at PROVENANCE WEALTH ADVISORS located in Marco Island, Florida and PWA SECURITIES, LLC located in Fort Lauderdale, Florida.

Pedro is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Pedro has worked at 13 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Pedro Ernesto Harth | Pedro Ernesto Harthsilva

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Name of Business: Harth-Silva & Associates, LLC Address: 99 South Seas Ct., Marco Island, FL, 34145, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: Yes Start Date: 04/30/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: LLC for tax reporting purposes and to collect fees from PWA.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Pedro Ernesto Harth-silva's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 25, 2023 - Present

PROVENANCE WEALTH ADVISORS

RIA

CRD#: 126529

Marco Island, FL

Current

August 25, 2023 - Present

PWA SECURITIES, LLC

Office #1: 200 East Las Olas Blvd 19th Floor, Fort Lauderdale, FL, 33301

CRD#: 321974

Fort Lauderdale, FL

Past

March 14, 2022 - August 25, 2023

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

Miami, FL

Past

March 14, 2022 - August 25, 2023

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

MIAMI, FL

Past

January 3, 2012 - March 14, 2022

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

CORAL GABLES, FL

Past

December 16, 2011 - March 14, 2022

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

CORAL GABLES, FL

Past

January 1, 2010 - December 21, 2011

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

MIAMI, FL

Past

January 1, 2010 - December 21, 2011

UBS FINANCIAL SERVICES INC.

CRD#: 8174

MIAMI, FL

Past

December 10, 2007 - January 1, 2010

UBS INTERNATIONAL INC.

RIA

CRD#: 107726

MIAMI, FL

Past

December 7, 2007 - January 1, 2010

UBS INTERNATIONAL INC.

CRD#: 107726

MIAMI, FL

Past

March 14, 1994 - December 13, 2007

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

MIAMI, FL

Past

March 14, 1994 - December 13, 2007

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

MIAMI, FL

Past

March 3, 1989 - April 13, 1994

BARNETT INVESTMENTS, INC.

CRD#: 14897

JACKSONVILLE, FL

Past

June 9, 1988 - April 15, 1989

BARNETT BOND SERVICE, INC.

CRD#: 20852

Past

May 25, 1988 - June 13, 1988

GRAYSTONE NASH, INC.

CRD#: 10635

Past

February 22, 1988 - May 11, 1988

PAMCO SECURITIES AND INSURANCE SERVICES

CRD#: 11028

Past

July 24, 1986 - January 26, 1988

SIGNATOR INVESTORS, INC.

CRD#: 468

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PROVENANCE WEALTH ADVISORS

PROVENANCE WEALTH ADVISORS | PROVENANCE WEALTH ADVISORS, LLC

CRD#: 126529 / SEC#: 801-113505

RIA

Registered Investment Advisory firm - (6/25/2018 Approved)

Ohio

Registered Investment Advisory firm - (5/12/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(10/21/2025)

Florida
(8/25/2023)

IAR

Florida
(9/13/2023)

Kansas
(8/25/2023)

Michigan
(8/25/2023)

Texas
(8/25/2023)

IAR

Texas
(8/25/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/16/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/31/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 12/30/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 5/21/1988

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/23/1986

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

PROVENANCE WEALTH ADVISORS

PROVENANCE WEALTH ADVISORS | PROVENANCE WEALTH ADVISORS, LLC

CRD#: 126529 / SEC#: 801-113505

RIA

Registered Investment Advisory firm - (6/25/2018 Approved)

Ohio

Registered Investment Advisory firm - (5/12/2023 Terminated)

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Contact information

Main Address

200 East Las Olas Boulevard 19th Floor, Fort Lauderdale, FL 33301

Mailing Address

Phone number

(954) 712-8888

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (39 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PROVENANCE WEALTH ADVISORS WRAP PROGRAM BROCHURE APPENDIX 1 (10/3/2025)

PROVENANCE WEALTH ADVISORS ADV PART 2A BROCHURE (10/3/2025)

Regulatory assets under management

Total Number of Accounts	4,221
AUM (Assets Under Management)	$ 3,523,875,805

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Pedro E. Harth-silva

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Pedro Ernesto Harth-silva's CRS (Customer Relationship Summary).

Certified licenses

Experience

PWA SECURITIES, LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

UBS INTERNATIONAL INC.

UBS INTERNATIONAL INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

BARNETT INVESTMENTS, INC.

BARNETT BOND SERVICE, INC.

GRAYSTONE NASH, INC.

PAMCO SECURITIES AND INSURANCE SERVICES

SIGNATOR INVESTORS, INC.

Primary Firm SEC Registration

PROVENANCE WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 11/16/2007

Series 63

Date: 7/31/1991

SIE

Date: 10/1/2018

Series 31

Date: 12/30/2004

Series 7

Date: 5/21/1988

Series 6

Date: 7/23/1986

FINRA

Current Firm

PROVENANCE WEALTH ADVISORS

Contact information

SEC notice filing (39 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PROVENANCE WEALTH ADVISORS

TRUST BUT VERIFY

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