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FIRM PROFILE
Overview
PWA SECURITIES, LLC is located at 200 East Las Olas Blvd 19th Floor, Fort Lauderdale, FL 33301-2281 and was first established at Florida, Florida in 05/04/2021. After operating for 4 years, PWA SECURITIES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of PWA SECURITIES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. PWA SECURITIES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at PWA SECURITIES, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access PWA SECURITIES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at PWA SECURITIES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for PWA SECURITIES, LLC Comes From
Understanding the Statistics for PWA SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
200 East Las Olas Blvd 19th Floor, Fort Lauderdale, FL 33301-2281
200 East Las Olas Blvd 19th Floor, Fort Lauderdale, FL 33301-2281
Small
(954) 712-8888
Florida since 05/04/2021
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| PWA HOLDINGS, LLC | MEMBER | ||
| DONELSON, LISA ANTOINETTE | COMPLIANCE OFFICER | 2248926 | |
| HEDIGER, LEE FREDERICK | BOARD OF DIRECTORS | 2696174 | |
| MOLL, TODD ANTHONY | BOARD OF DIRECTORS | 2134560 | |
| ROSANEL, JOSEPH PINHAS | FINANCIAL & OPERATIONS PRINCIPAL, PRINCIPAL FINANCIAL OFFICER | 6215325 | |
| SAKA, JOSEPH LESTER | BOARD OF DIRECTORS | 7704169 | |
| SCANLAN, THOMAS JOSEPH | PRESIDENT, CHIEF COMPLIANCE OFFICER, COO, MUNI PRINCIPAL, REGISTERED OPTIONS PRINCIPAL, POO | 3182780 |
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Advisor's working at PWA SECURITIES, LLC
Pedro Ernesto Harth-silva
Scott Richard Montgomery
Todd Anthony Moll
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