Brian R. Kanaley

TRADEWEB DIRECT LLC

Garden City, NY 11530

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CRD#: 1503391

Professional summary

Brian Robert Kanaley is a registered financial professional currently at TRADEWEB DIRECT LLC located in Garden City, New York.

Brian is registered as a RR (Registered Representative) and started their career in finance in 1988. Brian has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian Robert Kanaley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 14, 2014 - Present

TRADEWEB DIRECT LLC

Office #1: 1225 Franklin Avenue Suite 550, Garden City, NY 11530

CRD#: 103787

Garden City, NY

Past

March 7, 2011 - June 12, 2014

TRADEWEB LLC

CRD#: 42759

NEW YORK, NY

Past

May 21, 2007 - March 8, 2011

TRADEWEB DIRECT LLC

CRD#: 103787

NEW YORK, NY

Past

November 17, 2005 - May 3, 2007

FURTHER LANE SECURITIES, L.P.

CRD#: 38162

NEW YORK, NY

Past

October 9, 1998 - June 14, 1999

IMPERIAL CAPITAL, LLC

CRD#: 43744

LOS ANGELES, CA

Past

July 24, 1997 - October 9, 1998

LADENBURG THALMANN & CO. INC.

CRD#: 505

NEW YORK, NY

Past

October 14, 1994 - August 6, 1997

M. J. WHITMAN, INC.

CRD#: 27870

NEW YORK, NY

Past

February 19, 1993 - October 6, 1994

ADVEST, INC.

CRD#: 10

HARTFORD, CT

Past

May 29, 1992 - September 11, 1992

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

June 21, 1988 - April 13, 1992

ADVEST, INC.

CRD#: 10

HARTFORD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(4/14/2014)

Exams

State Security Law Exam

Series 63

Date: 12/13/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/16/2005

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

TRADEWEB DIRECT LLC

BONDDESK TRADING LLC | TRADEWEB DIRECT LLC

CRD#: 103787 / SEC#: , 8-52278

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

245 Park Avenue, New York, NY 10167

Mailing Address

245 Park Avenue, New York, NY 10167

Phone number

(212) 808-0004

Established

Delaware since 11/03/1999

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
BONDDESK GROUP LLC	OWNER
BRUNER, CHRISTIAN ADAM	BOARD MEMBER	5661505
CAHALANE, JOHN JOSEPH	PRESIDENT	2922033
CLACK, AMY	BOARD MEMBER	4882071
FRIEDMAN, DOUGLAS L.	GENERAL COUNSEL	5121291
MCGUIRE, MICHAEL TERRENCE	CHIEF COMPLIANCE OFFICER	2267871
PITTINSKY, JONATHAN DAVID	CHIEF FINANCIAL OFFICER AND FINANCIAL OPERATIONS PRINCIPAL	4291263
SERRAO, ASHLEY NEIL	BOARD MEMBER	5360541
WOOD, ELISABETH KIRBY	BOARD MEMBER	4929181

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian R. Kanaley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian Robert Kanaley's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRADEWEB LLC

TRADEWEB DIRECT LLC

FURTHER LANE SECURITIES, L.P.

IMPERIAL CAPITAL, LLC

LADENBURG THALMANN & CO. INC.

M. J. WHITMAN, INC.

ADVEST, INC.

UBS FINANCIAL SERVICES INC.

ADVEST, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/13/2005

SIE

Date: 10/1/2018

Series 7

Date: 11/16/2005

FINRA

Current Firm

TRADEWEB DIRECT LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

TRADEWEB DIRECT LLC

TRUST BUT VERIFY

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