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Daniel Patrick Logue

CRD# 1501135·Registered 1986 - 2023
Previously Registered: Being a previously registered professional could mean that Daniel is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Daniel Patrick Logue was a registered financial advisor. Daniel was a previously registered financial professional and started their career in finance 1986 - 2023. Daniel had worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 14 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

REDI GLOBAL TECHNOLOGIES LLC·CRD# 41924
BD
New York, NY
October 4, 2022 - April 21, 2023
MURIEL SIEBERT & CO., LLC·CRD# 5376
BD
Jersey City, NJ
August 15, 2019 - August 1, 2022
STOCKCROSS FINANCIAL SERVICES, INC.·CRD# 6670
BD
Jersey City, NJ
January 11, 2016 - August 6, 2021
PERSHING LLC·CRD# 7560
BD
Jersey City, NJ
March 19, 2015 - December 24, 2015
MKM PARTNERS LLC·CRD# 114666
BD
Stamford, CT
June 22, 2012 - January 17, 2014
COWEN EXECUTION SERVICES LLC·CRD# 35693
BD
New York, NY
March 20, 2008 - June 25, 2012
IFMG SECURITIES, INC.·CRD# 14416
BD
Purchase, NY
December 14, 2007 - March 19, 2008
BANC OF AMERICA SECURITIES LLC·CRD# 26091
BD
New York, NY
October 1, 1997 - March 5, 2007
MONTGOMERY SECURITIES·CRD# 4357
BD
San Francisco, CA
June 7, 1993 - October 1, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
May 21, 1986 - April 13, 1993

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Current Firm

RG
REDI GLOBAL TECHNOLOGIES LLC

REDI GLOBAL TECHNOLOGIES LLC | SPEAR, LEEDS & KELLOGG SPECIALISTS LLC

CRD#: 41924 / SEC#: 8-49673
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

28 Liberty Street 58th Floor, New York, NY, 10005

Mailing Address

28 Liberty Street 58th Floor Attn Mmaloney, New York, NY, 10005

Phone Number

(646) 794-7364

Established

New York since 09/13/1996

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
REFINITIV US LLCOWNER—
BALTOVSKI, ALEXANDER NMNFINANCIAL AND OPERATIONS PRINCIPAL, PFO, POO2350828
CUTLER, SETHDIRECTOR2594208
IAMSCICOV WEIGL, KATARINACHIEF COMPLIANCE OFFICER AND SECRETARY7893210
MALONEY, MICHAEL GDIRECTOR, CEO, MANAGING PRINCIPAL5728423
SIBLEY, JOHN HOLDENDIRECTOR5781488

Disclosures

Regulatory Event

7

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2005About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 1986About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Dec 2006About the Series 24 exam

Series 14 — Compliance Officer Examination

Passed Dec 2005About the Series 14 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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