Sally J. Osborne

ALIGHT FINANCIAL ADVISORS

Glenview, IL

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CRD#: 1495700

Professional summary

Sally Jo Osborne, who also goes by Sally Jo Graff, Sally Jo Graff-osborne, Sally Jo Osborne, Sally Osborne, is a registered financial advisor currently at ALIGHT FINANCIAL ADVISORS, LLC located in Glenview, Illinois and ALIGHT FINANCIAL SOLUTIONS, LLC located in Charlotte, North Carolina.

Sally is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Sally has worked at 18 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sally Jo Graff | Sally Jo Graff-Osborne | Sally Jo Osborne | Sally Osborne

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I*138709 For profit or not for profit: For-Profit Organization Name of outside business organization: ROSS DRESS FOR LESS Investment related: Address of business: Morton Grove, Illinois 60053 Nature of business: Corporation, Compensation for Activity: Position, title, association: Part-Time, Start date of relationship: 6/26/2021 Number of hours devoted: 20 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Retail Associate

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sally Jo Osborne's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 26, 2022 - Present

ALIGHT FINANCIAL ADVISORS, LLC

RIA

CRD#: 158744

Glenview, IL

Current

January 18, 2022 - Present

ALIGHT FINANCIAL SOLUTIONS, LLC

Office #1: 9335 Harris Corners Parkway Ste 150, Charlotte, NC 28269

CRD#: 36509

CHARLOTTE, NC

Past

August 17, 2017 - January 10, 2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

NORTHBROOK, IL

Past

August 17, 2017 - January 10, 2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NORTHBROOK, IL

Past

May 3, 2016 - May 23, 2017

NUVEEN ASSET MANAGEMENT, LLC

RIA

CRD#: 155584

Chicago, IL

Past

May 2, 2016 - May 23, 2017

NUVEEN SECURITIES, LLC

CRD#: 469

CHICAGO, IL

Past

January 7, 2015 - May 4, 2016

INCAPITAL DISTRIBUTORS LLC

CRD#: 156622

CHICAGO, IL

Past

January 6, 2015 - May 4, 2016

INSPEREX LLC

CRD#: 101420

DELRAY BEACH, FL

Past

February 16, 2011 - January 12, 2015

FIFTH THIRD SECURITIES, INC.

RIA

CRD#: 628

NILES, IL

Past

February 16, 2011 - January 12, 2015

FIFTH THIRD SECURITIES, INC.

CRD#: 628

NILES, IL

Past

April 30, 2010 - January 14, 2011

FIRSTMERIT ADVISORS, INC.

RIA

CRD#: 125249

BOLINGBROOK, IL

Past

February 26, 2010 - January 14, 2011

FIRSTMERIT FINANCIAL SERVICES, INC

CRD#: 149680

NILES, IL

Past

July 2, 2009 - February 22, 2010

FIRST BROKERAGE AMERICA, L.L.C.

CRD#: 43431

NAPERVILLE, IL

Past

January 7, 2008 - July 8, 2009

VALIC FINANCIAL ADVISORS, INC.

RIA

CRD#: 42803

PEORIA, IL

Past

January 7, 2008 - July 8, 2009

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

PEORIA, IL

Past

March 24, 2006 - January 7, 2008

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

OAKBROOK, IL

Past

March 24, 2006 - January 7, 2008

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

OAKBROOK, IL

Past

November 15, 2005 - March 27, 2006

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

OAK PARK, IL

Past

July 6, 2005 - March 27, 2006

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

OAK PARK, IL

Past

March 19, 2003 - July 6, 2005

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

October 2, 2000 - March 18, 2003

VISION INVESTMENT SERVICES, INC.

CRD#: 46609

ROSEMONT, IL

Past

May 22, 1998 - October 6, 2000

INVEST FINANCIAL CORPORATION

CRD#: 12984

APPLETON, WI

Past

January 19, 1988 - March 19, 2003

NORTHERN TRUST SECURITIES, INC.

CRD#: 7927

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALIGHT FINANCIAL ADVISORS, LLC

ALIGHT FINANCIAL ADVISORS, LLC | AON HEWITT FINANCIAL ADVISORS, LLC | AON HEWITT FINANCIAL ADVISORS LLC

CRD#: 158744 / SEC#: 801-72679

RIA

Registered Investment Advisory firm - (9/13/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(1/20/2022)

IAR

Illinois
(1/27/2022)

North Carolina
(1/20/2022)

IAR

North Carolina
(1/26/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/14/2005

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/10/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/16/1988

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ALIGHT FINANCIAL ADVISORS, LLC

ALIGHT FINANCIAL ADVISORS, LLC | AON HEWITT FINANCIAL ADVISORS, LLC | AON HEWITT FINANCIAL ADVISORS LLC

CRD#: 158744 / SEC#: 801-72679

RIA

Registered Investment Advisory firm - (9/13/2011 Approved)

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Contact information

Main Address

9335 Harris Corners Parkway Suite 150, Charlotte, NC 28269

Mailing Address

Phone number

(866) 560-7256

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AFA ALIGHT IRA ADV PART 2A 2B 03.12.25 (3/31/2025)

AFA PROFESSIONAL MANAGEMENT ADV PART 2A 2B 3.12.25 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	197,089
AUM (Assets Under Management)	$ 30,882,928,556

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Sally J. Osborne

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sally Jo Osborne's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALIGHT FINANCIAL SOLUTIONS, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NUVEEN ASSET MANAGEMENT, LLC

NUVEEN SECURITIES, LLC

INCAPITAL DISTRIBUTORS LLC

INSPEREX LLC

FIFTH THIRD SECURITIES, INC.

FIFTH THIRD SECURITIES, INC.

FIRSTMERIT ADVISORS, INC.

FIRSTMERIT FINANCIAL SERVICES, INC

FIRST BROKERAGE AMERICA, L.L.C.

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

BANC ONE SECURITIES CORPORATION

VISION INVESTMENT SERVICES, INC.

INVEST FINANCIAL CORPORATION

NORTHERN TRUST SECURITIES, INC.

Primary Firm SEC Registration

ALIGHT FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/14/2005

Series 63

Date: 11/10/1988

SIE

Date: 10/1/2018

Series 7

Date: 1/16/1988

FINRA

Current Firm

ALIGHT FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALIGHT FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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