Robert Spencer Cavanagh
Professional Summary
Robert Spencer Cavanagh, who also goes by Bob Holt, is a registered financial advisor currently at DAVID LERNER ASSOCIATES, INC. located in Syosset, New York. Robert is registered as a RR (Registered Representative) and started their career in finance in 1988. Robert has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Bob Holt
Similar Advisors
PARK AVENUE SECURITIES LLC
UBS FINANCIAL SERVICES INC.
RGA INVESTMENT ADVISORS, LLC
AIMCDONNAUGH & CO. INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
PARK AVENUE SECURITIES LLC
UBS FINANCIAL SERVICES INC.
RGA INVESTMENT ADVISORS, LLC
AIMCDONNAUGH & CO. INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
PARK AVENUE SECURITIES LLC
UBS FINANCIAL SERVICES INC.
RGA INVESTMENT ADVISORS, LLC
AIMCDONNAUGH & CO. INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
PARK AVENUE SECURITIES LLC
UBS FINANCIAL SERVICES INC.
RGA INVESTMENT ADVISORS, LLC
AIMCDONNAUGH & CO. INC.
Years of Experience
38 years in the financial services industry
Current & Past Employments
Similar Advisors
PARK AVENUE SECURITIES LLC
UBS FINANCIAL SERVICES INC.
RGA INVESTMENT ADVISORS, LLC
AIMCDONNAUGH & CO. INC.
Current Firm
DAVID LERNER ASSOCIATES, INC.
Contact Information
Main Address
477 Jericho Tpke P.o.box 9006, Syosset, NY 11791-9006Mailing Address
477 Jericho Tpke P.o.box 9006, Syosset, NY 11791-9006Phone Number
(516) 921-4200Established
New York since 11/06/1975Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (50 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
24Arbitration
19Similar Advisors
PARK AVENUE SECURITIES LLC
UBS FINANCIAL SERVICES INC.
RGA INVESTMENT ADVISORS, LLC
AIMCDONNAUGH & CO. INC.
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
PARK AVENUE SECURITIES LLC
UBS FINANCIAL SERVICES INC.
RGA INVESTMENT ADVISORS, LLC
AIMCDONNAUGH & CO. INC.
State Registrations and Notice Filings
(1/10/2025)
(10/10/2012)
(3/7/1991)
(10/5/2018)
(4/26/1990)
(9/20/2019)
(9/18/2024)
(12/2/2024)
(3/3/2006)
(8/12/2008)
(12/6/2024)
(10/15/2009)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
PARK AVENUE SECURITIES LLC
UBS FINANCIAL SERVICES INC.
RGA INVESTMENT ADVISORS, LLC
AIMCDONNAUGH & CO. INC.
CRS (Client Relationship Summary) - BD
Click below to view Robert Spencer Cavanagh's CRS (Customer Relationship Summary).
Similar Advisors
PARK AVENUE SECURITIES LLC
UBS FINANCIAL SERVICES INC.
RGA INVESTMENT ADVISORS, LLC
AIMCDONNAUGH & CO. INC.
