Miguel A. Santiago
Professional summary
Miguel A Santiago, who also goes by Michael Santago, Mike Santago, Miguel Angel Santiago, Miguel Angel Santiago Jr, Miguel Santiago, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Croydon, Pennsylvania.
Miguel is registered as a RR (Registered Representative) and started their career in finance in 1996. Miguel has worked at 11 firms and has passed the Series 63, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Miguel A Santiago's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 10, 2021 - Present
FIDELITY BROKERAGE SERVICES LLC
September 14, 2017 - October 21, 2020
VANGUARD MARKETING CORPORATION
July 16, 2015 - August 28, 2017
PRUCO SECURITIES, LLC.
July 1, 2013 - August 8, 2014
STERNE, AGEE & LEACH, INC.
January 30, 2012 - April 19, 2013
GLEACHER & COMPANY SECURITIES, INC.
January 3, 2006 - November 9, 2011
JEFFERIES LLC
April 19, 2004 - October 21, 2005
WELLS FARGO SECURITIES, LLC
August 6, 2003 - April 19, 2004
WELLS FARGO CLEARING SERVICES, LLC
March 30, 1999 - August 8, 2003
PRUDENTIAL EQUITY GROUP, LLC
November 4, 1997 - July 21, 1998
INTERACCIONES GLOBAL INC.
November 27, 1996 - October 30, 1997
MERIT CAPITAL ASSOCIATES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
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