Roderick R. Scribner
Professional summary
Roderick Richard Scribner, who also goes by Rod Scribner, is a registered financial professional currently at GRAMERCY SECURITIES, INC. located in Charleston, Rhode Island.
Roderick is registered as a RR (Registered Representative) and started their career in finance in 1986. Roderick has worked at 2 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 22, Series 14, Series 27, Series 24 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Roderick Richard Scribner's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 6, 1990 - Present
GRAMERCY SECURITIES, INC.
Office #1: 3949 Old Post Rd., Charleston, RI 02813May 16, 1986 - January 31, 1990
CONSOLIDATED INTERCAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/19/2005)
(12/6/1990)
(5/2/2003)
(12/17/1990)
(2/9/1993)
(7/16/2018)
(4/28/2003)
(1/10/1991)
(4/7/2006)
(3/11/2013)
(12/7/1990)
(3/7/1991)
(6/13/2003)
(11/15/2021)
(4/16/2009)
(7/13/2009)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
GRAMERCY SECURITIES, INC.
CRD#: 8177 / SEC#: , 8-24767
Contact information
FINRA licenses (20 States and Territories)
Disclosures
| Regulatory Event | 1 |
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Company Information
GRAMERCY SECURITIES, INC.
CRD#: 8177Charleston, RI 02813TRUST BUT VERIFY
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