Roderick Richard Scribner
Professional Summary
Roderick Richard Scribner, who also goes by Rod Scribner, is a registered financial advisor currently at GRAMERCY SECURITIES, INC. located in Charleston, Rhode Island. Roderick is registered as a RR (Registered Representative) and started their career in finance in 1986. Roderick has worked at 2 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 22, Series 14, Series 27, Series 24 and Series 39 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Rod Scribner
Similar Advisors
WILLIAM BLAIR
CLEARMIND CAPITAL
XYPN SAPPHIRE
WELLS FARGO CLEARING SERVICES, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
WILLIAM BLAIR
CLEARMIND CAPITAL
XYPN SAPPHIRE
WELLS FARGO CLEARING SERVICES, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
WILLIAM BLAIR
CLEARMIND CAPITAL
XYPN SAPPHIRE
WELLS FARGO CLEARING SERVICES, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
WILLIAM BLAIR
CLEARMIND CAPITAL
XYPN SAPPHIRE
WELLS FARGO CLEARING SERVICES, LLC
Years of Experience
40 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
WILLIAM BLAIR
CLEARMIND CAPITAL
XYPN SAPPHIRE
WELLS FARGO CLEARING SERVICES, LLC
Current Firm
GRAMERCY SECURITIES, INC.
Contact Information
Main Address
3949 Old Post Road, Charlestown, RI 02813Mailing Address
P.o. Box 1059, Charlestown, RI 02813Phone Number
(401) 364-7700Established
New York since 10/29/1979Firm Type
CorporationFiscal Year End
MarchFirm Size
SmallFINRA licenses (14 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
1Similar Advisors
WILLIAM BLAIR
CLEARMIND CAPITAL
XYPN SAPPHIRE
WELLS FARGO CLEARING SERVICES, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
WILLIAM BLAIR
CLEARMIND CAPITAL
XYPN SAPPHIRE
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
(10/19/2005)
(12/6/1990)
(5/2/2003)
(12/17/1990)
(2/9/1993)
(7/16/2018)
(1/10/1991)
(12/7/1990)
(3/7/1991)
(6/13/2003)
(11/15/2021)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 22 — Direct Participation Programs Representative Examination
Passed Apr 1986About the Series 22 examSeries 39 — Direct Participation Programs Principal Examination
Passed Apr 1986About the Series 39 examSRO Registrations
Similar Advisors
WILLIAM BLAIR
CLEARMIND CAPITAL
XYPN SAPPHIRE
WELLS FARGO CLEARING SERVICES, LLC
CRS (Client Relationship Summary) - BD
Click below to view Roderick Richard Scribner's CRS (Customer Relationship Summary).
Similar Advisors
WILLIAM BLAIR
CLEARMIND CAPITAL
XYPN SAPPHIRE
WELLS FARGO CLEARING SERVICES, LLC