Leslie Ann Calhoun
Professional Summary
Leslie Ann Calhoun, who also goes by Leslie Anne Calhoun, Leslie Ann Sanchez, Leslie Calhoun Sanchez, is a registered financial advisor currently at OPTIVEST, INC. located in San Juan Capistrano, California and GRAMERCY SECURITIES, INC. located in San Juan Capistrano, California. Leslie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Leslie has worked at 6 firms and has passed the Series 65, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Leslie Anne Calhoun, Leslie Ann Sanchez, Leslie Calhoun Sanchez
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
33 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
BART A. ZANDBERGEN, CFP, INC. DBA BART A. ZANDBERGEN, INC. INSURANCE SERVICES | OPTIVEST, INC. | OPTIVEST RETIREMENT STRATEGIES, LLC
Contact Information
Main Address
30448 Rancho Viejo Road, Suite 230, San Juan Capistrano, CA 92675Phone Number
(949) 363-8686# of Employees
4SEC notice filing (9 States and Territories)
Registered to provide investment advisory services in 9 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
422AUM (Assets Under Management)
$319,437,498Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
BART A. ZANDBERGEN, CFP, INC. DBA BART A. ZANDBERGEN, INC. INSURANCE SERVICES | OPTIVEST, INC. | OPTIVEST RETIREMENT STRATEGIES, LLC
State Registrations and Notice Filings
(3/9/2007)
(12/10/2013)
(3/9/2007)
(6/2/2010)
(3/9/2007)
(12/4/2013)
(3/9/2007)
(7/16/2018)
(2/7/2023)
(12/3/2013)
(1/24/2014)
(7/19/2021)
(3/9/2007)
(11/15/2021)
(12/3/2013)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed Mar 2000SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Leslie Ann Calhoun's CRS (Customer Relationship Summary).
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