Joanne M. Keller

THE ARANDA GROUP ADVISORS

Jenkintown, PA 19046

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CRD#: 1489318

Professional summary

Joanne Maxine Keller, who also goes by Joanne M Levenstein, is a registered financial advisor currently at THE ARANDA GROUP ADVISORS, LLC located in Jenkintown, Pennsylvania.

Joanne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Joanne has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joanne M Levenstein

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

COMPUTER SOFTWARE INC. ADDRESS: 100 HIGHPOINT DRIVE,CHALFONT, PA NATURE OF THE BUSINESS: PART TIME HOURLY EMPLOYEE POSITION/TITLE: PART TIME HOURLY EMPLOYEE INVESTMENT RELATED:NO START DATE: 07/01/2013 HOURS PER MONTH DEVOTED TO THIS BUSINESS: 20 HOURS PER MONTH DEVOTED TO THIS BUSINESS DURING TRADING HOURS: 0 DESCRIPTION OF DUTIES: CLEANING SERVICES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joanne Maxine Keller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 13, 2019 - Present

THE ARANDA GROUP ADVISORS, LLC

Office #1: 724 Old York Road, Jenkintown, PA 19046

RIA

CRD#: 302100

Jenkintown, PA

Past

November 8, 2007 - November 6, 2019

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

JENKINTOWN, PA

Past

July 19, 2005 - October 31, 2007

CINCINNATI ANALYSTS, INC.

CRD#: 5478

HORSHAM, PA

Past

October 7, 2000 - July 5, 2005

M&T SECURITIES, INC.

CRD#: 17358

BALTIMORE, MD

Past

June 3, 1999 - October 7, 2000

KEYSTONE BROKERAGE, LLC

CRD#: 17445

WILLIAMSPORT, PA

Past

May 31, 1991 - October 20, 1998

BOENNING & SCATTERGOOD, INC.

CRD#: 100

WEST CONSHOHOCKEN, PA

Past

February 16, 1988 - January 31, 1991

CINCINNATI ANALYSTS, INC.

CRD#: 5478

CINCINNATI, OH

Past

December 17, 1987 - March 1, 1988

INVESCO CAPITAL MARKETS, INC.

CRD#: 6939

Past

April 25, 1986 - August 14, 1986

W.H. NEWBOLD'S SON & CO., INC.

CRD#: 7575

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE ARANDA GROUP ADVISORS, LLC

ROSE GROUP, LLC | THE ARANDA GROUP ADVISORS, LLC | THE ARANDA GROUP

CRD#: 302100 / SEC#: 801-117280

RIA

Registered Investment Advisory firm - (8/30/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(11/13/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/27/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/30/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/19/1986

General Securities Representative Examination

Current Firm

THE ARANDA GROUP ADVISORS, LLC

ROSE GROUP, LLC | THE ARANDA GROUP ADVISORS, LLC | THE ARANDA GROUP

CRD#: 302100 / SEC#: 801-117280

RIA

Registered Investment Advisory firm - (8/30/2019 Approved)

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Contact information

Main Address

724 Old York Road, Jenkintown, PA 19046

Mailing Address

Phone number

(215) 576-6666

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (1/31/2025)

Regulatory assets under management

Total Number of Accounts	423
AUM (Assets Under Management)	$ 221,668,991

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/05/2025	Cover Page	Report
10/08/2024	Cover Page	Report
12/21/2023	Cover Page	Report
03/16/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joanne M. Keller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joanne Maxine Keller's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES & ASSOCIATES, INC.

CINCINNATI ANALYSTS, INC.

M&T SECURITIES, INC.

KEYSTONE BROKERAGE, LLC

BOENNING & SCATTERGOOD, INC.

CINCINNATI ANALYSTS, INC.

INVESCO CAPITAL MARKETS, INC.

W.H. NEWBOLD'S SON & CO., INC.

Primary Firm SEC Registration

THE ARANDA GROUP ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/27/1998

Series 63

Date: 5/30/1986

SIE

Date: 10/1/2018

Series 7

Date: 4/19/1986

Current Firm

THE ARANDA GROUP ADVISORS, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

THE ARANDA GROUP ADVISORS, LLC

TRUST BUT VERIFY

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