WF
Wendy L. Feldman
EAGLE STRATEGIES LLC
EAST LIVERPOOL, OH 43920
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CRD#: 1489034
WF
Professional summary
Wendy Lynn Feldman, ChFC®, CLU® is a registered financial advisor currently at EAGLE STRATEGIES LLC located in East Liverpool, Ohio and NYLIFE SECURITIES LLC located in Chandler, Arizona.
Wendy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Wendy has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[INSURANCE BROKERING; APPOINTED WITH OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS] [Public Speaking; 2380 W Ray Rd, Suite 2, Chandler, AZ 85224; Start Date 05/2007; Role/Title: Consultant; Not Investment Related; 10 hours per month; 10 hours per month during securities trading hours] [BIRDDOG LLC; 35% OWNER; PURCHASED OFFICE BUILDING FOR RR & HER PARTNER, AS WELL AS ABILITY TO RENT OFFICE SPACE TO OTHER TO OFFSET COSTS] [OPERATING UNDER THE DBA NAME OF THE FELDMAN AGENCY FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; CHANDLER, AZ; START DATE: 11/2016] [Mahoney and Associates; Executive Benefits and Compensation Consulting; 2455 E Sunrise Blvd, Suite 300, Ft. Lauderdale, FL 33304; Start Date 06/2017; Role/Title: Consultant; Investment Related; 10 hours per month; 10 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF MAHONEY FINANCIAL ORGANIZATION, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES; INVESTMENT RELATED; ASSOCIATE; CHANDLER, AZ; START DATE: 07/2017] [Legion M Entertainment, Inc.; crowd funding offering individually and as co-Trustee for my father's trust (A. Richard Feldman 2006 Living Trust).; 2380 W Ray Rd, Suite 2, Chandler, AZ 85224; Start Date 07/2018; Role/Title: Investor; Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [Sun Lakes Jewish Congregation; Religious organization; Sun Lakes Jewish Congregation 9240 E Sun Lakes Blvd N, Sun Lakes, AZ 85248; Start Date 12/2019; Role/Title: Officer; Not Investment Related; 3 hours per month; 0 hours per month during securities trading hours]
CRS (Client Relationship Summary) - RIA
Click below to view Wendy Lynn Feldman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 16, 1998 - Present
EAGLE STRATEGIES LLC
Office #1: 16569 Saint Clair Avenue, East Liverpool, OH 43920Office #2: 2380 W Ray Road Ste 2, Chandler, AZ 85224-3635RIA
CRD#: 110826
EAST LIVERPOOL, OH
Current
April 25, 1986 - Present
NYLIFE SECURITIES LLC
Office #1: 2380 W Ray Road Ste 2, Chandler, AZ 85224-3635Office #2: 16569 Saint Clair Avenue, East Liverpool, OH 43920BD
CRD#: 5167
Chandler, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/10/2013)
RR
Alaska(4/24/2012)
RR
Arizona(4/29/1986)
IAR
Arizona(1/16/1998)
RR
California(7/22/1986)
RR
Colorado(9/26/1989)
RR
Connecticut(6/11/2012)
RR
Delaware(5/13/2016)
RR
Florida(3/7/2016)
RR
Georgia(6/13/2001)
RR
Idaho(5/27/2021)
RR
Illinois(4/3/2000)
RR
Indiana(7/13/2015)
RR
Iowa(10/6/2015)
RR
Kansas(4/12/2010)
RR
Kentucky(3/18/2016)
RR
Maryland(4/13/2015)
RR
Massachusetts(12/7/2016)
RR
Michigan(4/4/2016)
RR
Minnesota(10/27/2009)
RR
Mississippi(6/10/2016)
RR
Missouri(10/6/2015)
RR
Montana(1/14/2015)
RR
Nevada(11/23/1993)
RR
New Jersey(4/13/2010)
RR
New Mexico(11/5/1999)
RR
New York(1/7/2011)
RR
North Carolina(6/18/2007)
RR
Ohio(7/23/1986)
IAR
Ohio(5/19/2021)
RR
Oregon(8/4/2008)
RR
Pennsylvania(7/22/1986)
RR
South Carolina(5/1/2019)
RR
Tennessee(6/11/2025)
RR
Texas(3/19/2010)
RR
Utah(4/13/2010)
RR
Virginia(8/29/2013)
RR
Washington(8/27/1998)
RR
West Virginia(3/18/2016)
RR
Wyoming(10/6/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
