Kevin M. Cook
Professional summary
Kevin Michael Cook, who also goes by Kevin M Cook, is a registered financial professional currently at SEAPORT GLOBAL SECURITIES LLC located in New York, New York.
Kevin is registered as a RR (Registered Representative) and started their career in finance in 1986. Kevin has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kevin Michael Cook's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 20, 2015 - Present
SEAPORT GLOBAL SECURITIES LLC
Office #1: 360 Madison Ave 22nd Floor, New York, NY 10017Office #2: 222 Clematis St Suite 200, West Palm Beach, FL 33401August 17, 2011 - December 2, 2014
BNP PARIBAS SECURITIES CORP.
July 15, 2009 - November 10, 2010
CITADEL SECURITIES LLC
January 26, 2009 - February 24, 2009
BANC OF AMERICA SECURITIES LLC
July 22, 2004 - May 12, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 26, 1994 - May 12, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 28, 1991 - February 18, 1992
FUNDAMENTAL CORPORATE BOND BROKERS
April 23, 1986 - February 28, 1991
FUNDAMENTAL CORPORATE BOND BROKERS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
SEAPORT GLOBAL SECURITIES LLC
CRD#: 116270 / SEC#: , 8-53535
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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