RH
Robert S. Herron
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
WASHINGTON CH, OH 43160
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CRD#: 1485710
RH
Professional summary
Robert Scott Herron is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Washington Ch, Ohio and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Washington Ch, Ohio.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Robert has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. INDEPENDENT INSURANCE AGENT, 07/01/1999, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 180hrs/MO-120HR/MO TRADING 2. PARTNER, KALL PROPERTIES/REAL ESTATE/START DATE 10/1/2000/APPROX 4 HOURS PER MONTH. 3. TRUSTEE KATHERINE PARRETT TRUST 1 HR/MONTH 2011 4. TRUSTEE CHLOEE TEACHNOR TRUST 1 HR/MONTH 2011 5. JESSIE EYMAN TRUST 134 E. COURT ST. WASHINGTON COURT HOUSE, OH 43160. BEGAN 5/1/2012 AS CO-TRUSTEE OVERSEEING THE RUNNING OF A FARM AND AN INVESTMENT PORTFOLIO THAT IS MANAGED BY MERRILL LYNCH. THE PROCEEDS ARE THEN GIVEN TO LOCAL CHARITIES. NOT INVESTMENT RELATED. DEVOTES 1 HR/WK. NONE DURING TRADING hrs. 6. FAYETTE INVESTMENT CLUB 1037 GLENN AVE. WASHINGTON C.G., OH 43160. BEGAN 01/01/1995 AS MEMBER, MAKING NO TRADES, HANDLING NO MONEY. NOT INVESTMENT RELATED. DEVOTES 2 HRS/MNTH. NONE DURING TRADING. 7. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 10/01/2008
CRS (Client Relationship Summary) - RIA
Click below to view Robert Scott Herron's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 30, 2011 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 150 W Court St, Washington Ch, OH 43160RIA
CRD#: 134139
WASHINGTON CH, OH
Current
September 30, 2011 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 150 W Court St, Washington Ch, OH 43160BD
CRD#: 39543
Washington Ch, OH
Past
February 2, 2011 - October 11, 2011
TOWER SQUARE SECURITIES, INC.
RIA
CRD#: 833
WASHINGTON C. H., OH
Past
September 13, 1996 - March 20, 2009
TOWER SQUARE SECURITIES, INC.
RIA
CRD#: 833
WASHINGTON C. H., OH
Past
September 13, 1996 - October 11, 2011
TOWER SQUARE SECURITIES, INC.
BD
CRD#: 833
WASHINGTON C. H., OH
Past
August 15, 1994 - September 18, 1996
ADVANTAGE CAPITAL CORPORATION
BD
CRD#: 146
ATLANTA, GA
Past
November 24, 1986 - August 15, 1994
TOWER SQUARE SECURITIES, INC.
BD
CRD#: 833
EL SEGUNDO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/2/2018)
RR
Colorado(6/18/2021)
RR
Florida(9/30/2011)
RR
Georgia(9/30/2011)
RR
Illinois(6/13/2014)
RR
Indiana(9/30/2011)
RR
Kentucky(9/30/2011)
RR
Michigan(7/9/2021)
RR
Missouri(5/23/2013)
RR
Ohio(9/30/2011)
IAR
Ohio(9/30/2011)
RR
South Carolina(9/30/2011)
RR
Texas(1/7/2021)
IAR
Texas(1/7/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
