JN
Judd A. Norman
LINCOLN CAPITAL
Lincoln, NE 68516
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CRD#: 1484772
JN
Professional summary
Judd Aaron Norman is a registered financial advisor currently at LINCOLN CAPITAL, LLC located in Lincoln, Nebraska and MUTUAL SECURITIES, INC. located in Lincoln, Nebraska.
Judd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Judd has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. LINCOLN CAPITAL, LLC, START DATE: 9/18/13, 6003 OLD CHENEY ROAD, STE. 350 LINCOLN, NE 68516, RIA, OWNER, INVESTMENT RELATED, 160 HOURS PER MONTH, 6 HOURS PER DAY DURING TRADING HOURS. 2. RANCH, LAND, START DATE: 1993, NORMAN ROAD WHITNEY, NE 69367, OWNER, NOT INVESTMENT RELATED, 45 HOURS PER MONTH, 1.5 HOURS PER DAY DURING TRADING HOURS. 3. UNITED EMPLOYEE BENEFITS, INC., START DATE: 06/20/2014, 1640 S. 70TH STREET STE 300 LINCOLN, NE 68506, SUPPLEMENTAL INSURANCE BENEFIT COMPANY, OWNER - INCREASING OWNERSHIT TO 90%, OWNER - MEET WITH THE TEAM PERIDICALLY TO REVIEW ANY UPDATES AND DISCUSS ANY ISSUES, NOT DIRECTLY INVOLVED IN DAY TO DAY ACTIVITIES, NOT INVESTMENT RELATED, 30 HOURS PER MONTH, 1 HOUR PER DAY DURING TRADING HOURS. 4. LINCOLN CAPITAL LIFE, LLC, START DATE: 06/16, 6003 OLD CHENEY ROAD, STE. 350 LINCOLN NE 68516, INSURANCE AGENCY/AGENT & OWNER, NOT INVESTMENT RELATED, 20 HOURS PER MONTH, 1 HOUR PER DAY DURING TRADING HOURS. 5. Lincoln Capital Insurance Group, LLC., Start Date: 05/05/2022, 1640 S 70th Street, Ste. 200, Lincoln, NE 68506, S Corporation, Property and Casualty Insurance Sales, Sole Member, Owen-meet with the team periodically to review any updates and discuss any issues, not directly involved in day to day activities, Not Investment Related, 30 Hours per month, 1 Hour per day during trading hours. 6. FFR Group, LLC Lincoln Capital Life, Start Date: 11/08/2024, 100 Spectrum Center Dr., Ste. 300, Irvine, CA 92618, LLC, Life Insurance, Member and Owner, I can vote and elect Board Members for the group, Not Investment Related, 0 Hours per month, 0 Hours per day during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Judd Aaron Norman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 19, 2013 - Present
LINCOLN CAPITAL, LLC
Office #1: 6003 Old Cheney Rd Suite 350, Lincoln, NE 68516RIA
CRD#: 168307
Lincoln, NE
Current
October 22, 2013 - Present
MUTUAL SECURITIES, INC.
Office #1: 6003 Old Cheney Road Suite 350, Lincoln, NE 68516BD
CRD#: 13092
Lincoln, NE
Past
July 29, 2005 - October 21, 2013
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RIA
CRD#: 11025
LINCOLN, NE
Past
July 15, 2005 - October 21, 2013
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
LINCOLN, NE
Past
July 31, 1997 - July 27, 2005
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
LINCOLN, NE
Past
July 31, 1993 - July 27, 2005
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
May 14, 1988 - July 31, 1993
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Past
April 25, 1986 - May 14, 1988
E. F. HUTTON & COMPANY INC
BD
CRD#: 235
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LC
LINCOLN CAPITAL, LLC
LINCOLN CAPITAL, LLC
CRD#: 168307 / SEC#: 801-78526
RIA
Registered Investment Advisory firm - (9/18/2013 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(10/23/2013)
RR
Illinois(10/22/2013)
RR
Iowa(10/22/2013)
RR
Kansas(4/27/2022)
RR
Missouri(10/29/2013)
IAR
Nebraska(10/18/2013)
RR
Nebraska(10/22/2013)
RR
South Carolina(10/23/2013)
RR
South Dakota(10/23/2013)
IAR
Texas(9/19/2013)
RR
Texas(10/28/2013)
RR
Wisconsin(10/22/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LC
LINCOLN CAPITAL, LLC
LINCOLN CAPITAL, LLC
CRD#: 168307 / SEC#: 801-78526
RIA
Registered Investment Advisory firm - (9/18/2013 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6003 Old Cheney Rd Suite 350, Lincoln, NE 68516
Mailing Address
Phone number
(402) 483-1400
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,176 |
| AUM (Assets Under Management) | $ 742,867,538 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LINCOLN CAPITAL, LLC
CRD#: 168307Lincoln, NE 68516TRUST BUT VERIFY
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