John L. Arnot
CETERA INVESTMENT ADVISERS LLC
ARLINGTON, TX 76010
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CRD#: 1484754
Professional summary
John Lowry Arnot, AIF®, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Arlington, Texas and CETERA WEALTH SERVICES, LLC located in Arlington, Texas.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. John has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NAME OF OTHER BUSINESS: COBLE CRAVENS FINANCIAL SERVICES, INC.; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: PAYROLL PROCESSING & FINANCIAL SERVICES; START DATE: 9/2022; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF TRADING HOURS PER WEEK: 32.5; POSITION/TITLE/RELATIONSHIP: PARTNER/OWNER; BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES, INVESTMENTS 401K & OTHER EMPLOYEE BENEFITS, & PAYROLL PROCESSING - MANAGEMENT OF BUSINESS ON A DAILY BASIS; 2) INDEPENDENT INSURANCE AGENT SELLING P&C UNDER RISK MANAGEMENT HOLDINGS, LLC LOCATED IN ARLINGTON TX STARTED 6/11 5 WEEKDAY HOURS 3) NAME OF OTHER BUSINESS: BEYTSIM SAX HOLDINGS, LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: REAL ESTATE, START DATE:12/2024, POSITION/TITLE/RELATIONSHIP: OWNER/MEMBER, APX NUMBER OF HOURS PER WEEK: 2, APX NUMBER OF HOURS DURING TRADING HOURS: NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: MANAGE REAL ESTATE OWNED BY BEYTSIM SAX HOLDINGS LLC; 4) OWNER OF ALLTEX INSURANCE AGENCY ARLINGTON TX MANAGE AND SELL PROPERTY CASUALTY INSURANCE PRODUCTS FOR 10HRS/WK SINCE 2006//RISK MANAGEMENT SERVICES MEMBER LLC INSURANCE SALES AND ADMINISTRATION FOR 5HRS/WK SINCE 1/2012 5) NAME OF OTHER BUSINESS: DBA COBLE CRAVENS INVESTMENTS AND INSURANCE; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES; START DATE: 08/2017; POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISER REPRESENTATIVE / REGISTERED REPRESENTATIVE; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 6) NAME OF OTHER BUSINESS: DOWNTOWN ARLINGTON MANAGEMENT COMPANY; INVESTMENT RELATED: NO; ADDRESS: 500 E FRONT STREET SUITE 140, ARLINGTON, TX 76011; NATURE OF BUSINESS: NON PROFIT / COMMUNITY DEVELOPMENT; START DATE: 07/2012; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: WORK TO IMPROVE THE CITY AND BUSINESS ENVIORNEMT IN LOCAL AREAS;
CRS (Client Relationship Summary) - RIA
Click below to view John Lowry Arnot's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1992
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 504 W Main St Ste 101, Arlington, TX 76010RIA
CRD#: 105644
ARLINGTON, TX
Current
September 3, 2013 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 504 W Main St Ste 101, Arlington, TX 76010BD
CRD#: 13572
Arlington, TX
Past
September 3, 2013 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
December 1, 1998 - September 3, 2013
TOWER SQUARE SECURITIES, INC.
RIA
CRD#: 833
ARLINGTON, TX
Past
December 1, 1998 - September 3, 2013
TOWER SQUARE SECURITIES, INC.
BD
CRD#: 833
ARLINGTON, TX
Past
August 15, 1994 - December 1, 1998
ADVANTAGE CAPITAL CORPORATION
BD
CRD#: 146
ATLANTA, GA
Past
January 30, 1987 - August 15, 1994
TOWER SQUARE SECURITIES, INC.
BD
CRD#: 833
EL SEGUNDO, CA
Past
June 2, 1986 - February 24, 1987
LINCOLN NATIONAL PENSION INSURANCE COMPANY
BD
CRD#: 10293
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/3/2013)
RR
Arizona(9/3/2013)
RR
Arkansas(9/3/2013)
RR
California(9/3/2013)
RR
Colorado(9/3/2013)
RR
Connecticut(9/3/2013)
RR
Delaware(2/27/2020)
RR
District of Columbia(1/2/2020)
RR
Florida(9/3/2013)
RR
Georgia(9/3/2013)
RR
Hawaii(1/4/2023)
RR
Illinois(9/3/2013)
RR
Indiana(9/3/2013)
RR
Iowa(9/3/2013)
RR
Kansas(9/3/2013)
RR
Kentucky(9/3/2013)
RR
Louisiana(9/3/2013)
RR
Maine(9/3/2013)
RR
Maryland(9/3/2013)
RR
Massachusetts(9/3/2013)
RR
Minnesota(9/3/2013)
RR
Missouri(9/3/2013)
RR
Montana(1/2/2020)
RR
Nebraska(9/3/2013)
RR
Nevada(9/3/2013)
RR
New Jersey(9/3/2013)
RR
New Mexico(9/3/2013)
RR
New York(9/3/2013)
RR
North Carolina(9/3/2013)
RR
North Dakota(1/4/2023)
RR
Ohio(9/3/2013)
RR
Oklahoma(9/3/2013)
RR
Oregon(9/3/2013)
RR
Pennsylvania(6/23/2015)
RR
South Carolina(6/12/2023)
RR
Tennessee(6/12/2015)
RR
Texas(9/3/2013)
IAR
Texas(6/29/2023)
RR
Utah(9/3/2013)
RR
Virginia(8/4/2020)
RR
Washington(9/3/2013)
RR
West Virginia(1/8/2020)
RR
Wisconsin(6/17/2025)
RR
Wyoming(9/3/2013)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
