James Houston Williams
Professional Summary
James Houston Williams, who also goes by James Houston Williams II, is a registered financial advisor currently at FINANCIAL TELESIS INC located in San Rafael, California. James is registered as a RR (Registered Representative) and started their career in finance in 1986. James has worked at 77 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 27, Series 4 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
James Houston Williams Ii
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BASTION FIDUCIARY
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
39 years in the financial services industry
Current & Past Employments
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Current Firm
FINANCIAL TELESIS INC | JHW FINANCIAL SERVICES INC. | FINANCIAL TELESIS, INC. | FINANCIAL TELESIS INC.
Contact Information
Main Address
4340 Redwood Highway Suite B-75, San Rafael, CA 94903Mailing Address
4340 Redwood Highway Suite B-75, San Rafael, CA 94903Phone Number
(415) 526-2759Established
California since 06/25/1992Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (8 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(8/25/2004)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view James Houston Williams's CRS (Customer Relationship Summary).
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