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JB

Jeffrey Bega

WELLFLEET INVESTMENTS LLC
Floral Park, NY 11001
Some features on this profile are disabled
CRD#: 1478788
JB

Professional summary

Jeffrey Bega is a registered financial professional currently at WELLFLEET INVESTMENTS LLC located in Floral Park, New York.

Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1988. Jeffrey has worked at 11 firms and has passed the Series 63, Series 82TO, Series 99TO, SIE, Series 7, Series 24 and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeffrey Bega's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 13, 2017 - Present

WELLFLEET INVESTMENTS LLC

Office #1: 85-87 Covert Avenue 2nd Floor Rear Left, Floral Park, NY 11001Office #2: 85-87 Covert Ave Second Floor Rear Left, Floral Park, NY 11001
BD
CRD#: 18488
Floral Park, NY
Past

June 7, 2016 - June 2, 2017

DINOSAUR FINANCIAL GROUP, L.L.C

BD
CRD#: 104446
NEW YORK, NY
Past

June 2, 2015 - June 10, 2016

AXOS CLEARING LLC

BD
CRD#: 117176
OMAHA, NE
Past

October 4, 2012 - March 7, 2014

COWEN EXECUTION SERVICES LLC

BD
CRD#: 35693
NEW YORK, NY
Past

June 18, 2012 - July 31, 2012

APEX CLEARING CORPORATION

BD
CRD#: 13071
DALLAS, TX
Past

July 2, 2010 - July 31, 2012

PENSON FINANCIAL SERVICES, INC.

BD
CRD#: 25866
DALLAS, TX
Past

March 14, 2005 - July 1, 2010

APEX CLEARING CORPORATION

BD
CRD#: 13071
NEW YORK, NY
Past

July 11, 2000 - March 10, 2005

PERSHING LLC

BD
CRD#: 7560
JERSEY CITY, NJ
Past

January 7, 2000 - May 24, 2000

REPUBLIC FINANCIAL SERVICES CORPORATION

BD
CRD#: 38293
NEW YORK, NY
Past

September 19, 1990 - May 19, 2000

HSBC BROKERAGE (USA) INC.

BD
CRD#: 6956
NEW YORK, NY
Past

December 2, 1988 - September 30, 1991

MARINE MIDLAND CAPITAL MARKETS CORP.

BD
CRD#: 22336
Past

January 4, 1988 - December 3, 1988

JONATHAN ALAN & CO., INC.

BD
CRD#: 15914

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(9/30/2021)
RR
Georgia
(7/29/2024)
RR
Massachusetts
(9/23/2025)
RR
New Jersey
(8/12/2024)
RR
New York
(6/13/2017)
RR
Pennsylvania
(9/30/2021)
RR
Puerto Rico
(7/30/2025)
RR
Texas
(8/19/2025)
RR
Virginia
(6/3/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 8/26/2016
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 7/18/2025
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/10/1991
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/16/1992
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 12/31/1987
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

WI
WELLFLEET INVESTMENTS LLC
WELLFLEET CAPITAL & INVESTMENT MANAGEMENT COMPANY | WELLFLEET INVESTMENTS LLC | WELLFLEET CAPITAL COMPANY

CRD#: 18488 / SEC#: , 8-36769

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information

Main Address
85-87 Covert Avenue 2nd Floor Rear Left, Floral Park, NY 11001
Mailing Address
Po Box 222142, Great Neck, NY 11022-2142
Phone number
(516) 487-7450
Established
New York since 02/17/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (10 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BEGA, JEFFREYPRESIDENT/FINANCE/COO/CFO/CCO/FINOP
J.P. CAREY CAPITAL MARKETS LLCOWNER
PRIMAVERA, PATRICK JOSEPHDIRECTOR3124567

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WELLFLEET INVESTMENTS LLC

CRD#: 18488Floral Park, NY 11001

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